MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • February 27th, 2014 • Diamond Hill Funds • Massachusetts
This Agreement is made as of March 1, 2014 by and between each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 20.5 below, shall hereinafter be referred to as a “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
FUND COMPANY] Dealer’s AgreementDealer's Agreement • February 27th, 2014 • Diamond Hill Funds • Ohio
BHIL Distributors, Inc. (“we,” “us,” or “BHIL”) is the distributor of the shares of beneficial interest (the “Shares”) of (the “Trust”), a management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”). We invite you, as a selected dealer (“you” or “Dealer”), to participate in the distribution of the Shares of each series of the Trust (referred to herein as a “Fund” or the “Funds”) that is listed in Schedule A, which is attached hereto and made a part hereof. We agree to sell to you, subject to any limitations imposed by the Trust, Shares issued by the Trust and to promptly confirm each sale to you. All sales will be made according to the following terms:
SECURITIES LENDING AUTHORIZATION AGREEMENT Between DIAMOND HILL FUNDS ON BEHALF OF EACH OF ITS SERIES AS LISTED ON SCHEDULE B And STATE STREET BANK AND TRUST COMPANYSecurities Lending Authorization Agreement • February 27th, 2014 • Diamond Hill Funds • Massachusetts
This Agreement shall be deemed for all purposes to constitute a separate and discrete agreement between State Street and each of the series of shares of the Trust as listed on Schedule B to this Agreement (the Trust acting on behalf of each such series, a “Fund” and collectively, the “Funds”) as it may be amended by the parties, and no series of shares of the Trust shall be responsible or liable for any of the obligations of any other series of the Trust under this Agreement or otherwise, notwithstanding anything to the contrary contained herein.
AMENDMENT TO GLOBAL SECURITIES LENDING AGENCY AGREEMENTGlobal Securities Lending Agency Agreement • February 27th, 2014 • Diamond Hill Funds
CITIBANK, N.A., a national banking organization (the “Agent”) and DIAMOND HILL FUNDS (the “Lender”) hereby amend the Global Securities Lending Agency Agreement between the Lender and the Agent dated July 28, 201 1, (the “Original Agreement”) as follows:
AMENDMENT TO DIAMOND HILL CAPITAL MANAGEMENT, INC. SERVICES AGREEMENTServices Agreement • February 27th, 2014 • Diamond Hill Funds
AMENDMENT made as of January 1, 2014, between Diamond Hill Capital Management, Inc. (the “Client”) and Citi Fund Services Ohio, Inc. (“Service Provider”), to that certain Services Agreement, dated August 22, 2011, between the Client and Service Provider (as amended and in effect on the date hereof, the “Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
FUND APPENDIX A To the Global Custodial Services Agreement dated as of August 22, 2011 (and any amendments thereto):Global Custodial Services Agreement • February 27th, 2014 • Diamond Hill Funds
BHIL DISTRIBUTORS, INC. – DIAMOND HILL FUNDS UNDERWRITING AGREEMENT Dated April 30, 2009 Amendment to revise language re. filing of template agreements and to add specific privacy and confidentiality language to the underwriting agreement Effective...Underwriting Agreement • February 27th, 2014 • Diamond Hill Funds
BHIL DISTRIBUTORS, INC. – DIAMOND HILL FUNDS UNDERWRITING AGREEMENT Dated April 30, 2009 Amendment to change the annual renewal date of the underwriting agreement Effective November 1, 2010Underwriting Agreement • February 27th, 2014 • Diamond Hill Funds
This amendment is made by BHIL Distributors, Inc. and Diamond Hill Funds, to change the annual renewal date and effective period of the Underwriting Agreement (as noted in Section 11) from April 30 of each year to May 31 of each year.
AMENDMENTGlobal Custodial Services Agreement • February 27th, 2014 • Diamond Hill Funds
Reference is made to the Global Custodial Services Agreement dated as of August 22, 2011 (the “Agreement”) by and between Citibank, N.A., through its New York Office (the “Custodian’) and Diamond Hill Funds (the “Client”), References in this Amendment to Rule 17f-5 or to specific provisions of Rule 17f-5 refer to Rule l7f-5 under the Investment Company Act of 1940, as adopted on or before the date hereof. References in this Amendment to Rule 171-7 or to specific provisions of Rule 17f-7 refer to Rule 17f-7 under the Investment Company Act of 1940, as adopted on or before the date hereof.
AMENDMENT TO THE AMENDED AND RESTATED ADMINISTRATIVE AND TRANSFER AGENCY SERVICES AGREEMENTAdministrative and Transfer Agency Services Agreement • February 27th, 2014 • Diamond Hill Funds
AMENDMENT made as of February 20, 2014, between Diamond Hill Funds (the “Trust”), an Ohio business trust, and Diamond Hill Capital Management, Inc. (“DHCM”), an Ohio corporation.
