TAX SHARING AGREEMENTTax Sharing Agreement • March 3rd, 2014 • Ambac Financial Group Inc • Surety insurance • New York
This amended and restated Tax Sharing Agreement (“Tax Sharing Agreement”) is executed on March 14, 2012, by and among Ambac Financial Group, Inc. (formerly known as AMBAC Inc., and hereinafter referred to as “AFGI” or “Parent”) and each of the other corporations that is a signatory to this Tax Sharing Agreement below.
FISCAL AGENCY AGREEMENT between THE SEGREGATED ACCOUNT OF AMBAC ASSURANCE CORPORATION Issuer and THE BANK OF NEW YORK MELLON Fiscal Agent Dated as of July 19, 2010 5.1% Surplus Notes scheduled to mature on June 7, 2020Fiscal Agency Agreement • March 3rd, 2014 • Ambac Financial Group Inc • Surety insurance • Wisconsin
FISCAL AGENCY AGREEMENT (this “Agreement”), dated as of July 19, 2010, between THE SEGREGATED ACCOUNT OF AMBAC ASSURANCE CORPORATION (and any successor in interest thereto, the “Issuer”) and THE BANK OF NEW YORK MELLON, a New York banking corporation, as Fiscal Agent (as defined herein). The Exhibits attached hereto shall be deemed to be a part of this Agreement.
Form of Amended and Restated Restricted Stock Unit Award Letter] AMBAC FINANCIAL GROUP, INC. AMENDED AND RESTATED RESTRICTED STOCK UNIT AGREEMENT [INSERT DATE]Restricted Stock Unit Agreement • March 3rd, 2014 • Ambac Financial Group Inc • Surety insurance • New York
WHEREAS, [ ] (the “Participant”) was granted a Full Value Award under the Ambac Financial Group, Inc. Incentive Compensation Plan (the “Plan”) in the form of restricted stock units and the Award became effective as of [insert date] (the “Grant Date”).
JUNIOR NOTE FISCAL AGENCY AGREEMENT between THE SEGREGATED ACCOUNT OF AMBAC ASSURANCE CORPORATION Issuer and THE BANK OF NEW YORK MELLON Fiscal Agent Dated as of April 30, 2013 5.1% Junior Surplus Notes scheduled to mature on June 7, 2020Junior Note Fiscal Agency Agreement • March 3rd, 2014 • Ambac Financial Group Inc • Surety insurance • Wisconsin
JUNIOR NOTE FISCAL AGENCY AGREEMENT (this “Agreement”), dated as of April 30, 2013, between THE SEGREGATED ACCOUNT OF AMBAC ASSURANCE CORPORATION (and any successor in interest thereto, the “Issuer”) and THE BANK OF NEW YORK MELLON, a New York banking corporation, as Fiscal Agent (as defined herein). The Exhibits attached hereto shall be deemed to be a part of this Agreement.
Form of Equity Award Letter for Directors] AMBAC FINANCIAL GROUP, INC. RESTRICTED STOCK UNIT AND STOCK OPTION AGREEMENTRestricted Stock Unit and Stock Option Agreement • March 3rd, 2014 • Ambac Financial Group Inc • Surety insurance • New York
[Insert name] (the “Participant”) has been granted a Full Value Award under the Ambac Financial Group, Inc. Incentive Compensation Plan (the “Plan”) in the form of restricted stock units and an Award in the form of a non-qualified stock option (collectively, the “Awards”). The Award shall be effective as of [insert date] (the “Grant Date”). The Award shall be subject to the following terms and conditions (sometimes referred to as this “Agreement”).
