IMPERIAL HOLDINGS, INC. Due February 15, 2019 PURCHASE/PLACEMENT AGREEMENT February 12, 2014Purchase/Placement Agreement • March 10th, 2014 • Imperial Holdings, Inc. • Life insurance • New York
Imperial Holdings, Inc., a Florida corporation (the “Company”), proposes to issue and sell to you, FBR Capital Markets & Co. (“FBR”), as initial purchaser, an aggregate of $70,000,000.00 principal amount of 8.50% senior unsecured convertible notes due 2019, less the aggregate principal amount of Regulation D Securities sold by the Company in the Private Placement (each as defined herein) (the “Firm Securities”), which are convertible into shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”).
