INDENTURE Dated as of Between HIGHER ONE HOLDINGS, INC., as Company and as Trustee DEBT SECURITIESIndenture • April 4th, 2014 • Higher One Holdings, Inc. • Services-business services, nec • New York
WHEREAS, the Company has duly authorized the execution and delivery of this Indenture to provide for the issuance of debentures, notes, bonds or other evidences of indebtedness (the “Securities”) in an unlimited aggregate principal amount to be issued from time to time in one or more series as provided in this Indenture; and
Higher One Holdings, Inc. Common Stock, Par Value $0.001 Per Share Underwriting AgreementUnderwriting Agreement • April 4th, 2014 • Higher One Holdings, Inc. • Services-business services, nec • New York
Certain stockholders, named in Schedule II hereto (the “Selling Stockholders”) of Higher One Holdings, Inc., a Delaware corporation (the “Company”), propose, severally and not jointly and subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [ ] shares (the “Firm Shares”) of common stock, par value $0.001 per share (“Stock”), of the Company and, at the election of the Underwriters, up to [ ] additional shares of Stock (the “Optional Shares”). The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
