ADVANCED SERIES TRUST SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust • New York
Agreement made as of this 4th Day of April, 2014 between Prudential Investments LLC (PI), a New York limited liability company and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.) (AST), a Maryland corporation (together, the Co-Managers), and Jennison Associates LLC, a Delaware limited liability company (Jennison or the Subadviser),
ADVANCED SERIES TRUST Distribution AgreementDistribution Agreement • April 17th, 2014 • Advanced Series Trust • New Jersey
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of February 25, 2013, between the Advanced Series Trust (the “Trust”), on behalf of the portfolios set forth on attached Exhibit A (each, a “Portfolio” and, collectively, the “Portfolios”), and Prudential Annuities Distributors, Inc., a Delaware corporation (the “Distributor”).
ADVANCED SERIES TRUST AST Managed Fixed Income Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust • New York
Agreement made as of this 1st day of April, 2014 between Prudential Investments LLC, a New York limited liability company (PI), and AST Investment Services, Inc. (formerly American Skandia Investment Services, Inc.), a Maryland corporation (AST, and together with PI, the Co-Managers), and Quantitative Management Associates LLC, a New Jersey limited liability company (QMA or the Subadviser).
ADVANCED SERIES TRUST AST FQ Absolute Return Currency Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust • New York
Agreement made as of this 1st day of April, 2014 between Prudential Investments LLC (PI), a New York limited liability company (the Manager), and First Quadrant, L.P., a Delaware limited partnership (First Quadrant, or the Subadviser),
ADVANCED SERIES TRUST AST Goldman Sachs Strategic Income Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust • New York
Agreement made as of this 4th day of April, 2014 between Prudential Investments LLC (PI), a New York limited liability company (the Manager), and Goldman Sachs Asset Management, L.P., a Delaware limited partnership (GSAM or the Subadviser),
ADVANCED SERIES TRUST AST Legg Mason Diversified Growth Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust • New York
Agreement made as of this 11th day of April, 2014 between Prudential Investments LLC (PI), a New York limited liability company (the Manager), and Legg Mason Global Asset Allocation, LLC (LGMAA), a Delaware limited liability company, Batterymarch Financial Management, Inc.(Batterymarch), a Maryland corporation, Brandywine Global Investment Management, LLC, ), a Delaware limited liability company, ClearBridge Investments, LLC (ClearBridge), a Delaware limited liability company, and Western Asset Management Company (WAMCO), a California corporation (each, a Subadviser and collectively, the Subadvisers).
ADVANCED SERIES TRUST AST BlackRock Multi-Asset Income Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust • New York
Agreement made as of this 10th day of April, 2014 between Prudential Investments LLC (PI), a New York limited liability company (the Manager), and BlackRock Financial Management, Inc. (BlackRock or the Subadviser),
AMENDMENTCustody Agreement • April 17th, 2014 • Advanced Series Trust
Amendment made as of April 15, 2014 to that certain Custody Agreement dated as of November 7, 2002, as amended from time to time, between each Fund listed on the attached Schedule A thereto, including any series thereof (the “Fund”) and The Bank of New York Mellon (formerly, The Bank of New York) (“Custodian”) (such Custody Agreement hereinafter referred to as the “Custody Agreement”). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the Custody Agreement.
Amendment to Subadvisory AgreementsSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust
AST Investment Services, Inc. and Prudential Investments LLC and Goldman Sachs Asset Management, L.P. (“Subadviser”) hereby agree to amend the subadvisory agreements (including any amendments or supplements) listed below (collectively, the “Agreement”) by amending Schedule A to such Agreement (“Schedule A”). Schedule A addresses the level of subadvisory fees paid by the Manager to Subadviser under the Agreement. Schedule A is hereby replaced in its entirety with the attached Amended Schedule A, effective as of May 1, 2014.
Amendment to Subadvisory AgreementsSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust
AST Investment Services, Inc. and Prudential Investments LLC and Neuberger Berman Management LLC (“Subadviser”) hereby agree to amend the subadvisory agreements (including any amendments or supplements) listed below (collectively, the “Agreement”) by amending Schedule A to such Agreement (“Schedule A”). Schedule A addresses the level of subadvisory fees paid by the Manager to Subadviser under the Agreement. Schedule A is hereby replaced in its entirety with the attached Amended Schedule A, effective as of April 1, 2014.
ADVANCED SERIES TRUST AST Franklin Templeton K2 Global Absolute Return Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust • New York
Agreement made as of this 1st day of May 2014 between Prudential Investments LLC (PI), a New York limited liability company (the Manager), K2/D&S Management Co., L.L.C., a Delaware limited liability company (K2), Templeton Global Advisors Limited (Templeton Global), a Bahamian corporation, and Franklin Advisers, Inc., a California corporation (Franklin Advisers and collectively with K2 and Templeton Global, the Subadviser).
ADVANCED SERIES TRUST SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust • New York
Agreement made as of this 1st day of April, 2014 between Prudential Investments LLC (PI), a New York limited liability company (the Manager), Prudential Investment Management, Inc. (PIM), a New Jersey corporation, Jennison Associates LLC, a Delaware limited liability company (Jennison) and Quantitative Management Associates LLC (QMA), a New Jersey limited liability company (PIM, Jennison and QMA are individually referred to herein as a Subadviser and are collectively referred to herein as the Subadvisers).
ADVANCED SERIES TRUST AST T. Rowe Price Diversified Real Growth Portfolio SUBADVISORY AGREEMENTSubadvisory Agreement • April 17th, 2014 • Advanced Series Trust • New York
This Agreement made as of this 10th day of April, 2014 between Prudential Investments LLC (PI), a New York limited liability company (the Manager), and T. Rowe Price Associates, Inc. (TRPA), a corporation organized and existing under the laws of the State of Maryland and T. Rowe Price International, Ltd. (TRPIL), a corporation organized and existing under the laws of the United Kingdom, T. Rowe Price International Ltd, Tokyo, a branch of TRPIL, organized and existing under the laws of Japan (TRPIL, Tokyo) and T. Rowe Price Hong Kong Limited (Central Entity Number: AVY670), a corporation organized and existing under the laws of Hong Kong (TRPHK) (collectively, T. Rowe or the Subadviser).
AMENDMENTTransfer Agency and Service Agreement • April 17th, 2014 • Advanced Series Trust
AMENDMENT made as of April 15, 2014 to that certain Amended and Restated Transfer Agency and Service Agreement made as of May 29, 2007 (the "TA Agreement"), between each of the investment companies listed in Exhibit A hereto including any series thereof (the "Fund") and Prudential Mutual Fund Services LLC ("PMFS"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the TA Agreement.
