0001193125-14-168086 Sample Contracts
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 30th, 2014 • SBL Fund • Delaware
AGREEMENT made as of this 30th day of April, 2014, between Guggenheim Variable Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Blvd., Suite 600, Rockville, Maryland 20850, and Rydex Fund Services, LLC, (“RFS”), a Kansas limited liability company, having its principal place of business at 805 King Farm Blvd., Suite 600, Rockville, Maryland 20850.
Standard Contracts
FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • April 30th, 2014 • SBL Fund • New York
AGREEMENT made as of this 30th day of April, 2014, between Guggenheim Variable Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Blvd., Suite 600, Rockville, Maryland 20850, and Rydex Fund Services, LLC (“RFS”), a Kansas limited liability company having its principal place of business at 805 King Farm Boulevard, Suite 600, Rockville, MD 20850.
INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • April 30th, 2014 • SBL Fund
THIS AGREEMENT, made and entered into this 30th day of April 2014, by and between GUGGENHEIM VARIABLE FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and SECURITY INVESTORS, LLC, a Kansas limited liability company (hereinafter referred to as the “Management Company”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2014 • SBL Fund • Delaware
This Agreement (“Agreement”) is made on the 30th day of April, 2014, by and between Guggenheim Variable Funds Trust, a Delaware statutory trust (hereinafter referred to as the “Trust”), and Guggenheim Funds Distributors, LLC, a Delaware limited liability company (hereinafter referred to as the “Distributor”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 30th, 2014 • SBL Fund
THIS AGREEMENT, dated as of April 30, 2014, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 30th, 2014 • SBL Fund • New York
THIS AGREEMENT is made as of April 30, 2014 between GUGGENHEIM VARIABLE FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
DISTRIBUTION AND SERVICES AGREEMENTDistribution and Services Agreement • April 30th, 2014 • SBL Fund • Delaware
This Agreement is made as of April 30, 2014 between Guggenheim Variable Funds Trust, a Delaware statutory trust (“Trust”), and Guggenheim Funds Distributors, LLC, a Delaware limited liability company (the “Distributor”), on behalf of the series of the Trust listed in Schedule A (each, a “Series”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 30th, 2014 • SBL Fund
THIS AGREEMENT, dated as of April 30, 2014, is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).