SALES AGREEMENTSales Agreement • May 30th, 2014 • Pimco Funds • New York
This Sales Agreement (“Agreement”) is made as of , 20 by and among PIMCO Investments LLC (“Distributor”), a Delaware limited liability company, and (“Intermediary”), a .
FUND SERVICES AGREEMENTFund Services Agreement • May 30th, 2014 • Pimco Funds • New York
Administrator or its delegate(s) will furnish Servicer or its delegate, on each Business Day with respect to each Class of each Fund made available by such Servicer, with (i) net asset value information as determined at or about the Valuation Time and (ii) income accrual factors, dividend, and capital gains information as it becomes available. Administrator or its delegate(s) will use best efforts to provide net asset value, income accrual, dividend and capital gains information to Servicer or its designee by 7:00 p.m. Eastern Time on each Business Day. Servicer will ensure that all Orders are dated and time stamped when received by Servicer or any Indirect Intermediary.
BANK FUND SERVICES AGREEMENTBank Fund Services Agreement • May 30th, 2014 • Pimco Funds • New York
Administrator or its delegate(s) will furnish Bank or its delegate, on each Business Day with respect to each Class of each Fund made available by such Bank, with (i) net asset value information as determined at or about the Valuation Time and (ii) income accrual factors, dividend, and capital gains information as it becomes available. The Administrator or its delegate(s) will use best efforts to provide net asset value, income accrual, dividend and capital gains information to Bank or its delegate by 7:00 p.m. Eastern Time on each Business Day. Bank will ensure that all Orders are dated and time stamped when received by Bank or any Indirect Intermediary.
AMENDED AND RESTATED FEE AND EXPENSE LIMITATION AGREEMENT PIMCO Funds Newport Beach, California 92660 July 31, 2013Fee and Expense Limitation Agreement • May 30th, 2014 • Pimco Funds
This Agreement dated July 31, 2013, amends and restates the Fee and Expense Limitation Agreement between PIMCO Funds (the “Trust”), Pacific Investment Management Company LLC (“PIMCO”), and PIMCO Investments LLC (“PI”) dated February 14, 2011 (the “2011 Agreement”). The 2011 Agreement replaced the Fee and Expense Limitation Agreement between the Trust, PIMCO, Allianz Global Investors Distributors LLC and Allianz Global Investors Fund Management LLC dated March 5, 2009, which was terminated effective February 14, 2011 (the “2009 Agreement”). This will confirm the agreement between the Trust, PIMCO and PI as follows:
AMENDMENT TO SECOND AMENDED AND RESTATED SUPERVISION AND ADMINISTRATION AGREEMENTSupervision and Administration Agreement • May 30th, 2014 • Pimco Funds
AMENDMENT dated October 1, 2013 to the Second Amended and Restated Supervision and Administration Agreement (the “Agreement”) entered into on April 1, 2012 by and between PIMCO Funds (the “Trust”) and Pacific Investment Management Company LLC (“PIMCO” or the “Administrator”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Agreement and amendment described herein.
