FORM OF DEALER MANAGER AGREEMENT NexPoint Capital, Inc. Up to 150,000,000 Shares of Common Stock, $0.001 par value per shareDealer Manager Agreement • July 2nd, 2014 • NexPoint Capital, Inc. • Delaware
FORM OF ESCROW AGREEMENTForm of Escrow Agreement • July 2nd, 2014 • NexPoint Capital, Inc. • Missouri
THIS ESCROW AGREEMENT (this “Agreement”) is made and entered into as of this day of , 2014 by and among NexPoint Capital, Inc., a Delaware corporation (the “Company”), Highland Capital Funds Distributor, Inc., a Delaware corporation (the “Dealer Manager”) and UMB Bank, N.A., as escrow agent, a national banking association organized and existing under the laws of the United States of America (the “Escrow Agent”).
INVESTMENT ADVISORY AGREEMENT BETWEEN NEXPOINT CAPITAL, INC. AND NEXPOINT ADVISORS, L.P.Investment Advisory Agreement • July 2nd, 2014 • NexPoint Capital, Inc. • New York
This Investment Advisory Agreement (the “Agreement”) is made this [•] day of [•] 2014, by and between NEXPOINT CAPITAL, INC., a Delaware corporation (the “Corporation”), and NEXPOINT ADVISORS, L.P., a Delaware partnership (the “Adviser”).
EXPENSE LIMITATION AGREEMENT NEXPOINT CAPITAL, INC.Expense Limitation Agreement • July 2nd, 2014 • NexPoint Capital, Inc. • New York
THIS AGREEMENT is hereby made as of the [•] day of [•] 2014 (this “Agreement”) between NexPoint Capital, Inc., a Delaware corporation (the “Company”), and NexPoint Advisors, L.P., a Delaware limited partnership (the “Adviser”).
SUBSCRIPTION AGREEMENTSubscription Agreement • July 2nd, 2014 • NexPoint Capital, Inc.
This Subscription Agreement is hereby made as of the 19th day of May 2014, by and between NexPoint Capital, LLC., a Delaware limited liability company (the “Company”), and NexPoint Advisors, L.P., a Delaware limited partnership (the “Subscriber”).
SUBSCRIPTION AGREEMENTSubscription Agreement • July 2nd, 2014 • NexPoint Capital, Inc.
This Subscription Agreement is hereby made as of the 10th day of June 2014, by and between NexPoint Capital, Inc., a Delaware corporation (the “Company”), and NexPoint Advisors, L.P., a Delaware limited partnership (the “Subscriber”).
