SECURITIES PURCHASE AGREEMENT between CARLSON CAPITAL, L.P., as the Investor and SWK HOLDINGS CORPORATION, as the Company Dated as of August 18, 2014Securities Purchase Agreement • August 19th, 2014 • Carlson Capital L P • Miscellaneous business credit institution • Delaware
Contract Type FiledAugust 19th, 2014 Company Industry JurisdictionSECURITIES PURCHASE AGREEMENT, dated as of August 18, 2014 (this “Agreement”), between Carlson Capital, L.P., a Delaware limited partnership (the “Investor”), and SWK Holdings Corporation, a Delaware corporation (the “Company”). Capitalized terms used and not otherwise defined herein will have the meanings ascribed to such terms in Annex I to this Agreement.
STOCKHOLDERS’ AGREEMENT by and among DOUBLE BLACK DIAMOND OFFSHORE LTD., BLACK DIAMOND OFFSHORE LTD., and SWK HOLDINGS CORPORATION DATED AS OF AUGUST 18, 2014Stockholders' Agreement • August 19th, 2014 • Carlson Capital L P • Miscellaneous business credit institution • Delaware
Contract Type FiledAugust 19th, 2014 Company Industry JurisdictionSTOCKHOLDERS’ AGREEMENT, dated as of August 18, 2014 (this “Agreement”), by and among DOUBLE BLACK DIAMOND OFFSHORE LTD., a Cayman Islands exempted company, BLACK DIAMOND OFFSHORE LTD, a Cayman Islands exempted company (collectively, the “Stockholder”), and SWK HOLDINGS CORPORATION, a Delaware corporation (the “Company”).