EMPLOYMENT AGREEMENTEmployment Agreement • September 2nd, 2014 • Viking Therapeutics, Inc. • Pharmaceutical preparations • California
Contract Type FiledSeptember 2nd, 2014 Company Industry JurisdictionExecutive agrees to the terms and conditions of employment with Viking Therapeutics, Inc. (“Company”) set forth in this restated Employment Agreement (“Agreement”), effective as of June 2, 2014 (“Effective Date”).
Shares VIKING THERAPEUTICS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 2nd, 2014 • Viking Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledSeptember 2nd, 2014 Company Industry JurisdictionViking Therapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained in this agreement (this “Agreement”), to sell to you and the other underwriters named on Schedule I hereto (the “Underwriters”), for whom you are acting as Representatives (the “Representatives”), an aggregate of shares (the “Firm Shares”) of the Company’s common stock, $0.00001 par value per share (the “Common Stock”). The respective amounts of the Firm Shares to be purchased by each of the several Underwriters are set forth opposite their names on Schedule I hereto. In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional shares (the “Option Shares”) of Common Stock from the Company for the purpose of covering over-allotments in connection with the sale of the Firm Shares. The Firm Shares and the Option Shares are collectively referred to herein as the “Shares.”
VIKING THERAPEUTICS, INC.Restricted Stock Award Agreement • September 2nd, 2014 • Viking Therapeutics, Inc. • Pharmaceutical preparations • Delaware
Contract Type FiledSeptember 2nd, 2014 Company Industry JurisdictionUnless otherwise defined herein, the terms defined in the Viking Therapeutics, Inc. 2014 Equity Incentive Plan (as amended or restated from time to time, the “Plan”) will have the same defined meanings in this Restricted Stock Award Agreement (this “Award Agreement”), which includes the Notice of Restricted Stock Grant (the “Notice of Grant”) and the Terms and Conditions of Restricted Stock Grant attached hereto as EXHIBIT A.