DEPOSIT AGREEMENT dated as of September 16, 2014 among AMTRUST FINANCIAL SERVICES, INC., a Delaware corporation, AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company, as Depositary, AND THE HOLDERS FROM TIME TO TIME...Deposit Agreement • September 16th, 2014 • Amtrust Financial Services, Inc. • Fire, marine & casualty insurance • New York
WHEREAS, it is desired to provide, as hereinafter set forth in this Deposit Agreement, for the deposit of shares of Non-Cumulative Preferred Stock, Series C, $0.01 par value per share, $1,000 liquidation preference per share, of the Company from time to time with the Depositary for the purposes set forth in this Deposit Agreement and for the issuance hereunder of Receipts by the Depositary evidencing Depositary Shares in respect of the Stock so deposited (capitalized terms used herein shall have the meaning assigned to them in Article I below); and
AmTrust Financial Services, Inc. 3,200,000 Depositary Shares Each Representing 1/40th Interest in a Share of 7.625% Non-Cumulative Preferred Stock, Series C UNDERWRITING AGREEMENTUnderwriting Agreement • September 16th, 2014 • Amtrust Financial Services, Inc. • Fire, marine & casualty insurance • New York
This material is for your information only and is not intended to be used by anyone other than you. This information does not purport to be a complete description of these securities. The issuer has filed a registration statement, including a prospectus, with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling Morgan Stanley & Co. LLC at 1-866-718-1649 or UBS Securities LLC at 877-827-6444 (ext. 561-3884).
