Retail Opportunity Investments Corp. Common Stock ($0.0001 par value per share) SALES AGREEMENTSales Agreement • September 24th, 2014 • Retail Opportunity Investments Partnership, LP • Real estate investment trusts • New York
Retail Opportunity Investments Corp., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time to or through Jeffries LLC, as sales agent and/or principal (the “Agent”), shares (the “Shares”) of the Company’s common stock, $0.0001 par value per share (the “Common Stock”), having an aggregate gross sales price of up to $100,000,000 (the “Maximum Amount”), on the terms set forth in Section 2 of this Sales Agreement (this “Agreement”). The Company agrees that whenever it determines to sell Shares directly to the Agent as principal, it will enter into a separate agreement (each, a “Terms Agreement”) in substantially the form of Annex I hereto, relating to such sale in accordance with Section 2 of this Agreement.
