9,090,909 Shares of Common Stock and Warrants to Purchase 8,181,818 Shares of Common Stock AMERICAN SUPERCONDUCTOR CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • November 13th, 2014 • American Superconductor Corp /De/ • Motors & generators • New York
Form of Warrant Agreement] WARRANT AGREEMENTWarrant Agreement • November 13th, 2014 • American Superconductor Corp /De/ • Motors & generators • New York
WARRANT AGREEMENT made as of November 13, 2014, between American Superconductor Corporation, a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“Warrant Agent”).
Form of Warrant] AMERICAN SUPERCONDUCTOR CORPORATION WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • November 13th, 2014 • American Superconductor Corp /De/ • Motors & generators • New York
American Superconductor Corporation, a Delaware corporation (the “Company”), hereby agrees that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, , the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, upon exercise of this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof pursuant to Section 6, this “Warrant”), at any time or times until (but not after) 5:00 p.m., New York time, on the Expiration Date (as defined below), ( ) fully paid nonassessable shares of Common Stock (as defined below) (the “Warrant Shares”). Except as otherwise defined herein, capitalized terms in this Warrant shall have the meanings set forth in Section 16. This Warrant is the warrant to purchase Common Stock issued pursuant to t
