SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 17th, 2014 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledNovember 17th, 2014 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 14, 2014, is by and among Ascent Solar Technologies, Inc., a Delaware corporation with offices located at 12300 Grant Street, Thornton, CO 80214 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 17th, 2014 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledNovember 17th, 2014 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November , 2014, is by and among Ascent Solar Technologies, Inc., a Delaware corporation with offices located at 12300 Grant Street, Thornton, CO 80214 (the “Company”), and the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”).
SECURITY AND PLEDGE AGREEMENTSecurity and Pledge Agreement • November 17th, 2014 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledNovember 17th, 2014 Company Industry JurisdictionSECURITY AND PLEDGE AGREEMENT, dated as of November , 2014 (this “Agreement”), made by Ascent Solar Technologies, Inc., a Delaware corporation, with offices located at 12300 Grant Street, Thornton, CO 80214 (the “Company”), and each of the undersigned direct and indirect Domestic Subsidiaries of the Company from time to time, if any (each a “Grantor” and together with the Company, collectively, the “Grantors”), in favor of Hudson Bay Master Fund Ltd, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders (as defined below) party to the Securities Purchase Agreement, dated as of November 14, 2014 (as amended, modified, supplemented, renewed, restated or replaced from time to time, the “Securities Purchase Agreement”).
VOTING AGREEMENTVoting Agreement • November 17th, 2014 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • Delaware
Contract Type FiledNovember 17th, 2014 Company Industry JurisdictionVOTING AGREEMENT, dated as of November 2014 (this “Agreement”), by and between Ascent Solar Technologies, Inc., a Delaware corporation with offices located at 12300 Grant Street, Thornton, CO 80214 (the “Company”) and [ ] (the “Stockholder”).
GUARANTYAscent Solar Technologies, Inc. • November 17th, 2014 • Semiconductors & related devices • New York
Company FiledNovember 17th, 2014 Industry JurisdictionThis GUARANTY, dated as of , 20 (this “Guaranty”), is made by each of the undersigned (each a “Guarantor”, and collectively, the “Guarantors”), in favor of the Noteholders (as defined below), and Hudson Bay Master Fund Ltd, in its capacity as collateral agent (in such capacity, the “Collateral Agent” as hereinafter further defined) for the Noteholders.