STOCK TRANSFER AND RELEASE AGREEMENTStock Transfer and Release Agreement • December 11th, 2014 • Ferdinand Brian • Services-prepackaged software • New York
Contract Type FiledDecember 11th, 2014 Company Industry JurisdictionThis Stock Transfer and Release Agreement (this “Agreement”) is entered into as of September 2, 2014 among CMK Keller Holdings, LLC (the “Transferor”), LT World Partners, LLC (the “Transferee”), Brian Ferdinand (“Ferdinand”) and Robert Keller (“Keller”).
PUT OPTION AGREEMENTPut Option Agreement • December 11th, 2014 • Ferdinand Brian • Services-prepackaged software
Contract Type FiledDecember 11th, 2014 Company IndustryThis PUT OPTION AGREEMENT (the “Agreement”) is entered into as of December 10, 2014 (the “Effective Date”) by and among BRIAN FERDINAND, an individual and resident of the State of New York (“Grantor”), the VON ALLMEN DYNASTY TRUST (“VADT”), and D&L PARTNERS, L.P. (“DNL” and together with VADT, the “Optionees”). Each of the Grantor, DNL and VADT are individually referred to herein as a “Party” and collectively, the “Parties.”
SETTLEMENT AGREEMENT AND MUTUAL RELEASESettlement Agreement • December 11th, 2014 • Ferdinand Brian • Services-prepackaged software • Utah
Contract Type FiledDecember 11th, 2014 Company Industry JurisdictionThis Settlement Agreement and Mutual Release (the “Settlement Agreement”) is entered into as of the 22nd day of September 2014 (the “Effective Date”), by and between: (i) UBS Bank USA (“UBS Bank); (ii) Brian Ferdinand and Andrea Romanello (the “Borrowers”); and (iii) LT World Limited LLC, Ferdinand Holdings, LLC and Ferdinand Trading II LLC (the “Guarantors”). (The Borrowers and the Guarantors are collectively referred to as the “Defendants”.) (UBS Bank and the Defendants are collectively referred to as the “Parties”.)