MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • December 23rd, 2014 • Lattice Strategies Trust • Massachusetts
This Agreement is made as of September 30, 2014 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 23rd, 2014 • Lattice Strategies Trust • Massachusetts
THIS AGREEMENT is made as of the 30th day of September, 2014, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and each of the entities listed on Schedule A attached hereto (each, a “Trust).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 23rd, 2014 • Lattice Strategies Trust • New York
This Investment Advisory Agreement (this “Agreement”) is made and entered into on , 2014, to be effective upon the commencement of operations of the [first of] the portfolios of the Trust listed on Schedule A attached hereto, by and between- Lattice Strategies Trust, a Delaware statutory trust organized on April 15, 2014 (“Trust”), and Lattice Strategies, LLC , a Delaware limited liability company (“Advisor”).
LATTICE STRATEGIES TRUST PARTICIPANT AGREEMENTParticipant Agreement • December 23rd, 2014 • Lattice Strategies Trust • Massachusetts
This Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”), State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”) and [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by Lattice Strategies Trust (the “Trust”). The Trust is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
ADMINISTRATION AGREEMENTAdministration Agreement • December 23rd, 2014 • Lattice Strategies Trust • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of September 30, 2014, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and each of the entities listed on Schedule A attached hereto (each, a “Trust”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 23rd, 2014 • Lattice Strategies Trust • New York
This Investment Sub-Advisory Agreement (this “Agreement”) is made and entered into on December 31, 2014, , by and among Lattice Strategies LLC a Delaware limited liability company located at One Embarcadero Center, Suite 2350,San Francisco, California 94111 (“Advisor”), and Mellon Capital Management Corporation, a Delaware corporation, located at 50 Fremont Street, Suite 3900, San Francisco, California 94105 (“Sub-Advisor”)
DISTRIBUTION AGREEMENTDistribution Agreement • December 23rd, 2014 • Lattice Strategies Trust • Colorado
THIS AGREEMENT is made as of , 2014, between Lattice Strategies Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
LATTICE STRATEGIES TRUST PURCHASING FUND AGREEMENTPurchasing Fund Agreement • December 23rd, 2014 • Lattice Strategies Trust
This Purchasing Fund Agreement (the “Agreement”) is made as of the date set forth below between the Lattice Strategies Trust (the “Trust”) and (the “Purchasing Fund”).
SECURITIES LENDING AUTHORIZATION AGREEMENT Between [NAME OF TRUST] ON BEHALF OF EACH OF ITS SERIES AS LISTED ON SCHEDULE B And STATE STREET BANK AND TRUST COMPANYSecurities Lending Authorization Agreement • December 23rd, 2014 • Lattice Strategies Trust • Massachusetts
This Agreement shall be deemed for all purposes to constitute a separate and discrete agreement between State Street and each of the series of shares of the Trust as listed on Schedule B to this Agreement (the Trust acting on behalf of each such series, a “Fund” and collectively, the “Funds”) as it may be amended by the parties, and no series of shares of the Trust shall be responsible or liable for any of the obligations of any other series of the Trust under this Agreement or otherwise, notwithstanding anything to the contrary contained herein.
FORM OF INITIAL CAPITAL AGREEMENTInitial Capital Agreement • December 23rd, 2014 • Lattice Strategies Trust
THIS INITIAL CAPITAL AGREEMENT is entered into as of , 2014 by and between Lattice Strategies LLC with its principal office at One Embarcadero Center, 23rd Floor, San Francisco, California 94111 (“Purchaser”) and Lattice Strategies Trust, a Delaware statutory trust, with its principal office at One Embarcadero Center, 23rd Floor, San Francisco, California 94111 (the “Trust”).
