0001193125-14-454542 Sample Contracts

FIRST AMENDMENT TO SUBSCRIPTION AND INVESTMENT AGREEMENT
Subscription and Investment Agreement • December 29th, 2014 • Sorrento Therapeutics, Inc. • Services-commercial physical & biological research

THIS FIRST AMENDMENT TO SUBSCRIPTION AND INVESTMENT AGREEMENT (this “First Amendment”) is entered into as of the 23rd day of December, 2014, by and between Sorrento Therapeutics, Inc., a Delaware corporation (the “Purchaser”) and Conkwest, Inc., a Delaware corporation (the “Company”).

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STOCKHOLDERS’ AGREEMENT dated as of December 23, 2014 by and among CONKWEST, INC., SORRENTO THERAPEUTICS, INC., CAMBRIDGE EQUITIES, LP and THE PERSONS LISTED ON SCHEDULE A HERETO
Stockholders’ Agreement • December 29th, 2014 • Sorrento Therapeutics, Inc. • Services-commercial physical & biological research • California

This STOCKHOLDERS’ AGREEMENT (this “Agreement”), is entered into as of December 23, 2014, by and among Conkwest, Inc., Sorrento Therapeutics, Inc., Cambridge Equities, LP, and the persons listed on Schedule A hereto (collectively, the “Stockholders”).

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