EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • January 6th, 2015 • Patriot National, Inc. • Insurance agents, brokers & service • Florida
This EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into as of this 31st day of December 2014, by and between Patriot National, Inc., a Delaware corporation (the “Company”), and Timothy J. Ermatinger (the “Executive”).
PATRIOT NATIONAL, INC. [—] Shares Common Stock ($0.001 par value per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • January 6th, 2015 • Patriot National, Inc. • Insurance agents, brokers & service • New York
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • January 6th, 2015 • Patriot National, Inc. • Insurance agents, brokers & service • Florida
This Executive Employment Agreement (“Agreement”) is entered into as of December 31, 2014 (the “Effective Date”), by and between Patriot National, Inc. (the “Company”), a corporation organized under the laws of Delaware, with its principal administrative office at 401 East Las Olas Boulevard, Suite 1650, Fort Lauderdale, Florida 33301, and Steven M. Mariano (“Executive”).
AMENDED AND RESTATED STOCKHOLDERS AGREEMENT AMONG STEVEN M. MARIANO, JOHN R. DEL PIZZO, PENNANTPARK INVESTMENT CORPORATION, PENNANTPARK FLOATING RATE CAPITAL LTD., PENNANTPARK SBIC II LP, PENNANTPARK CREDIT OPPORTUNITIES FUND LP and PATRIOT NATIONAL,...Stockholders Agreement • January 6th, 2015 • Patriot National, Inc. • Insurance agents, brokers & service • New York
This AMENDED AND RESTATED STOCKHOLDERS AGREEMENT (this “Agreement”), dated as of January 5, 2015, is entered into among Steven M. Mariano (the “Majority Stockholder”), John R. Del Pizzo (the “Minority Stockholder”), PennantPark Investment Corporation, a Maryland corporation (“PennantPark”), PennantPark SBIC II LP, a Delaware limited partnership (“PennantPark SBIC”), PennantPark Floating Rate Capital Ltd., a Maryland corporation (“PennantPark FRC”) and PennantPark Credit Opportunities Fund LP, a Delaware limited partnership (“PennantPark COF,” and together with PennantPark, PennantPark SBIC and PennantPark FRC, the “PennantPark Entities,” and each, a “PennantPark Entity,” and the PennantPark Entities together with the Minority Stockholder, the “Investors” and each, an “Investor”) and Patriot National, Inc. (f/k/a Old Guard Risk Services, Inc.), a Delaware corporation (the “Company,” and together with the Investors, the “Parties,” and each, a “Party”).
PATRIOT NATIONAL, INC. REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • January 6th, 2015 • Patriot National, Inc. • Insurance agents, brokers & service • New York
THIS REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is entered into as of January 5, 2015 by and among PATRIOT NATIONAL, INC., a Delaware corporation (the “Company”) and the stockholders listed on Exhibit A hereto (together with their Permitted Transferees, the “Stockholders” and each individually, a “Stockholder”).
PATRIOT NATIONAL, INC. (f/k/a OLD GUARD RISK SERVICES, INC.) AMENDED AND RESTATED COMMON STOCK PURCHASE AGREEMENT January 5, 2015Common Stock Purchase Agreement • January 6th, 2015 • Patriot National, Inc. • Insurance agents, brokers & service • Florida
This Amended and Restated Common Stock Purchase Agreement (this “Agreement”) amends and restates in its entirety that certain Common Stock Purchase Warrant Agreement, dated as of November 27, 2013 (the “Existing Warrant Agreement”), by and between PATRIOT NATIONAL, INC. (f/k/a OLD GUARD RISK SERVICES, INC.), a Delaware corporation (the “Company”) and ADVANTAGE CAPITAL COMMUNITY DEVELOPMENT FUND, L.L.C., a Delaware limited liability company, and its transferees, successors and assigns (the “Holder”), it being the intention of the parties that all of the terms of the Existing Warrant Agreement are amended and restated and replaced by the terms of this Agreement. Capitalized terms used herein shall have the meanings ascribed to such terms in Section 7 hereof unless otherwise defined herein.
