GLADSTONE INVESTMENT CORPORATION 3,300,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 13th, 2015 • Gladstone Investment Corporation\de • New York
The Company has entered into an investment advisory and management agreement, dated as of June 22, 2005 (as most recently re-approved through August 31, 2015 by the board of directors of the Company at a meeting on July 15, 2014, the “Investment Advisory Agreement”), with the Adviser. The Company has entered into an administration agreement, dated as of June 22, 2005 (the “Administration Agreement”), with the Administrator.
