PFENEX INC. EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • March 16th, 2015 • Pfenex Inc. • Pharmaceutical preparations • California
Contract Type FiledMarch 16th, 2015 Company Industry JurisdictionThis Executive Employment Agreement (the “Agreement”) is entered into by and between Pfenex Inc. (the “Company”), and Hubert C. Chen (“Executive”). This Agreement will be effective as of November 3, 2014 (the “Effective Date”).
AWARD/CONTRACT 1. THIS CONTRACT IS A RATED ORDER UNDER DPAS (15 CFR 350) u RATING N/A PAGE OF PAGES 1 | 65 2. CONTRACT (Proc. Inst. Ident.) NO. HHSO100201000045C 3. EFFECTIVE DATE See Block 20C (below) 4. REQUISITION/PURCHASE REQUEST/PROJECT NO....Contract • March 16th, 2015 • Pfenex Inc. • Pharmaceutical preparations
Contract Type FiledMarch 16th, 2015 Company IndustryThe purpose of this modification is to issue a change order and to modify the original contract to extend the period of performance to 3/30/2012. The period of performance for the base period is now 07/30/2010 to 03/30/2012.
THIRD AMENDMENT TO CREDIT AGREEMENTCredit Agreement • March 16th, 2015 • Pfenex Inc. • Pharmaceutical preparations
Contract Type FiledMarch 16th, 2015 Company IndustryTHIS AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of the last date of execution by both parties (the “Effective Date”), by and between PFENEX INC., a Delaware corporation (“Borrower”), and WELLS FARGO BANK, NATIONAL ASSOCIATION (“Bank”).