Amendment No. 16 to Transfer Agency and Service AgreementAgency and Service Agreement • March 30th, 2015 • AQR Funds
Contract Type FiledMarch 30th, 2015 CompanyThis Amendment No. 16, dated as of April 1, 2015 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
FIRST AMENDMENT TO SECOND AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 30th, 2015 • AQR Funds
Contract Type FiledMarch 30th, 2015 CompanyThis first amendment (the “Amendment”) to the Second Amended and Restated Investment Advisory Agreement is made as of the 1st day of April, 2015 by and between AQR Funds, on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC.
FIRST AMENDMENT TO SECOND AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTAQR Funds • March 30th, 2015
Company FiledMarch 30th, 2015This first amendment (the “Amendment”) to the Second Amended and Restated Investment Management Agreement is made as of the 1st day of April, 2015 by and between AQR Funds (“Trust”), on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC (“AQR”).
Amendment No. 12 to Distribution AgreementDistribution Agreement • March 30th, 2015 • AQR Funds
Contract Type FiledMarch 30th, 2015 CompanyThis Amendment No. 12, dated as of April 1, 2015 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
Amendment No. 16 to Transfer Agency Interactive Client Services AgreementAgency Interactive Client Services Agreement • March 30th, 2015 • AQR Funds
Contract Type FiledMarch 30th, 2015 CompanyThis Amendment No. 16, dated as of April 1, 2015 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FIRST AMENDMENT TO AMENDED AND RESTATED SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • March 30th, 2015 • AQR Funds
Contract Type FiledMarch 30th, 2015 CompanyThis first Amendment (the “Amendment”) to the Amended and Restated Shareholder Services Agreement is made as of the 1st day of April, 2015 by and between AQR Funds, on behalf of each series listed on Schedule A, and AQR Capital Management, LLC.
FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTFee Waiver and Expense Reimbursement Agreement • March 30th, 2015 • AQR Funds
Contract Type FiledMarch 30th, 2015 CompanyThis fifth amendment to the Second Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 1st day of April, 2015 by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
SECOND AMENDMENT TO SECOND AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENTAQR Funds • March 30th, 2015
Company FiledMarch 30th, 2015This second amendment (the “Amendment”) to the Second Amended and Restated Investment Management Agreement is made as of the 1st day of April, 2015 by and between AQR Funds (“Trust”), on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC (“AQR”).