PLACEMENT AGENCY AGREEMENT June 25, 2015Placement Agency Agreement • June 26th, 2015 • Real Goods Solar, Inc. • Construction - special trade contractors • New York
Introduction. Subject to the terms and conditions herein (this “Agreement”), Real Goods Solar, Inc., a Colorado corporation (the “Company”), hereby agrees to sell up to an aggregate of $5,000,000 of registered securities (the “Securities”) of the Company, including, but not limited to, shares (the “Shares”) of the Company’s Class A common stock, $0.0001 par value per share (the “Common Stock”) and Series F common stock purchase Warrants to purchase shares of Common Stock (the “Warrants” and the Warrants together with the Shares, the “Securities”) to purchase shares of Common Stock directly to various investors (each, an “Investor” and, collectively, the “Investors”) through WestPark Capital, Inc., as exclusive placement agent (the “Placement Agent”). The Placement Agent may retain other brokers or dealers to act as sub-agents or selected-dealers on its behalf in connection with the Offering (as defined below).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 26th, 2015 • Real Goods Solar, Inc. • Construction - special trade contractors • New York
SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 26, 2015, by and among Real Goods Solar, Inc., a Colorado corporation, with headquarters located at 833 West South Boulder Road, Louisville, CO 80027 (the “Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
