INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 30th, 2015 • 1290 Funds • New York
AGREEMENT, dated as of July 1, 2015, by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability corporation organized in the State of Delaware (the “Adviser”), and TCW Investment Management Company (“TCW”), a California corporation (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 30th, 2015 • 1290 Funds • New York
AGREEMENT, dated as of July 1, 2015, by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability corporation organized in the State of Delaware (the “Adviser”), and Templeton Investment Counsel, LLC, a Delaware Limited Liability Company (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 30th, 2015 • 1290 Funds • New York
AGREEMENT, effective as of July 1, 2015 by and between AXA Equitable Funds Management Group, LLC (doing business as “1290 Asset Managers”), a limited liability corporation organized in the State of Delaware (the “Adviser”), and Palisade Capital Management L.L.C. (“Palisade Capital” or “Sub-Adviser”), a limited liability company organized under the laws of the State of New Jersey.
Amendment No. 1 to Distribution AgreementDistribution Agreement • June 30th, 2015 • 1290 Funds
This Amendment, dated as of July 1, 2015, to the Distribution Agreement (this “Amendment”), is made by and between 1290 Funds (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
AMENDMENT NO. 1 GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • June 30th, 2015 • 1290 Funds
Amendment No. 1, dated as of July 1, 2015 (“Amendment No. 1”), to the Global Custody Agreement, dated as of October 27, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
AMENDMENT NO. 1 TO THE TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • June 30th, 2015 • 1290 Funds
AMENDMENT NO. 1, effective as of July 1, 2015 (“Amendment No. 1”) , to the Transfer Agency and Service Agreement dated as of October 29, 2014 (the “Agreement”) between 1290 Funds, a Delaware statutory trust (“Trust”), and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation (“the “Transfer Agent”).
AMENDMENT NO. 1 TO THE MUTUAL FUNDS SERVICE AGREEMENTMutual Funds Service Agreement • June 30th, 2015 • 1290 Funds
AMENDMENT NO. 1, dated as of July 1, 2015 (“Amendment No. 1”), to the Mutual Funds Service Agreement dated September 1, 2014 (the “Agreement”) between 1290 Funds, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC, a Delaware limited liability company (“FMG LLC” or “Administrator”).
AMENDMENT NO. 1 TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 30th, 2015 • 1290 Funds
AMENDMENT NO. 1, effective as of July 1, 2015 (“Amendment No. I”) to the Investment Advisory Agreement, dated as of September 1, 2014 (the “Agreement”), between 1290 Funds, a Delaware statutory trust (the “Trust”), and AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware, doing business as “1290 Asset Managers” (“Adviser”).
AMENDMENT NO. 1 EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • June 30th, 2015 • 1290 Funds
Amendment No. 1, effective as of July 1, 2015 (“Amendment No. 1”), to the Expense Limitation Agreement, dated as of September 1, 2014 (the “Agreement”) between AXA Equitable Funds Management Group, LLC, doing business as 1290 Asset Managers (the “Adviser”), and 1290 Funds (the “Trust”).
