EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • August 14th, 2015 • Pulmatrix, Inc. • Pharmaceutical preparations • Massachusetts
Contract Type FiledAugust 14th, 2015 Company Industry JurisdictionThis Employment Agreement (the “Agreement”), made and entered into this 24th day of June, 2015 (the “Effective Date”), by and between Pulmatrix, Inc., a Delaware corporation (“Company”), and William Duke (“Executive”).
SECURITIES ESCROW AGREEMENTSecurities Escrow Agreement • August 14th, 2015 • Pulmatrix, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 14th, 2015 Company Industry JurisdictionThis SECURITIES ESCROW AGREEMENT (this “Agreement”) made as of the 12th day of June 2015, by and among Ruthigen, Inc. (“Parent”) whose address is 2455 Bennett Valley Road, Suite C116, Santa Rosa, CA 95404, Dr. Steven Gillis, as representative of the record owners of the outstanding shares of the common stock of Pulmatrix Inc. (the “Company”) immediately prior to the Effective Date (the “Pre-Merger Company Stockholder Representative”) and Collateral Agents LLC, as representative of the record and beneficial owners of the outstanding shares of common stock of Parent immediately prior to the Effective Date (the “Pre-Merger Parent Representative”) and VStock Transfer, LLC (the “Escrow Agent”) whose address is 18 Lafayette Place, Woodmere, NY 11598. Parent, the Pre-Merger Company Stockholder Representative and the Pre-Merger Parent Representative are sometimes referred to individually as a “Party” and collectively referred to as the “Parties.” Terms used in this Agreement with initial capit