9,500,000 Shares GIGOPTIX, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2015 • GigOptix, Inc. • Semiconductors & related devices • California
Contract Type FiledAugust 21st, 2015 Company Industry JurisdictionGigOptix, Inc., a Delaware corporation (the “Company”) proposes, subject to the terms and conditions stated herein, to issue and sell to the several underwriters named on Schedule I hereto (the “Underwriters,” or, each, an “Underwriter”), an aggregate of 9,218,000 shares (the “Firm Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), and the persons listed in Schedule II hereto (the “Selling Stockholders”), as stockholders of the Company, propose, subject to the terms and conditions stated herein, to sell to the Underwriters an aggregate of 282,000 shares of Common Stock (the “Selling Stockholder Shares”), with each Selling Stockholder selling the number of shares set forth opposite such Selling Stockholder’s name in Schedule II hereto. The Company also proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters an aggregate of up to 1,425,000 additional shares of Common Stock (the “Additional Shares”), as may be necessary to