PRELIMINARY STATEMENTIndenture • September 8th, 2015 • CM Finance Inc • New York
Dated as of July 20, 2015 as Issuer THE ENTITIES FROM TIME TO TIME PARTY HERETO, as the Class A-R Noteholders STATE STREET BANK AND TRUST COMPANY, as Revolving Credit Note Agent and STATE STREET BANK AND TRUST COMPANY, as Trustee SECOND AMENDED AND...Revolving Credit Note Agreement • September 8th, 2015 • CM Finance Inc • New York
This Agreement amends, restates and supersedes in its entirety that certain Amended and Restated Revolving Credit Note Agreement, dated as of September 26, 2014 between the Issuer, each Initial Holder, the Revolving Credit Note Agent and the Trustee.
ContractThird Amendment Agreement • September 8th, 2015 • CM Finance Inc • New York
THIRD AMENDMENT AGREEMENT, dated as of July 20, 2015 (this Third Amendment Agreement), between CM FINANCE SPV LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands, as issuer (the Issuer); and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company, as trustee (in such capacity, together with its permitted successors and assigns in the trusts under the Indenture, the Trustee) and, solely as expressly specified in the Indenture, in its individual capacity (the Bank).
THIRD AMENDMENT AGREEMENT TO 2002 ISDA MASTER AGREEMENT2002 Isda Master Agreement • September 8th, 2015 • CM Finance Inc • New York
This THIRD AMENDMENT AGREEMENT, dated as of July 20, 2015 (this Amendment Agreement), between UBS AG, a banking corporation organized under the law of Switzerland (Party A), and CM FINANCE INC., as successor by merger to CM Finance LLC, a corporation incorporated under the laws of the State of Maryland (Party B), acting by and through CM Investment Partners LLC (as successor to CM Investment Partners, L.P.), except as otherwise indicated, not in its individual capacity but as agent of Party B (in such capacity, Investment Adviser).
