CAPITOL SERIES TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 16th, 2015 • Capitol Series Trust • Ohio
This AGREEMENT is made as of [ ], 2015, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, with its principal office and place of business at 2960 North Meridian Street, Suite 300, Indianapolis, Indiana, 46208, and Fuller & Thaler Asset Management, Inc., a California corporation, with its principal office and place of business at 411 Borel Avenue, Suite 300, San Mateo, CA 94402 (the “Adviser”).
CAPITOL SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • September 16th, 2015 • Capitol Series Trust • Indiana
DISTRIBUTION AGREEMENT, dated as of [ ], 2015, by and among Capitol Series Trust, an Ohio business trust (the “Trust”), on behalf of the Fuller & Thaler Behavioral Core Equity Fund, a series of the Trust (the “Fund”), Fuller & Thaler Asset Management, Inc., a California corporation, the investment adviser to the Fund herein (the “Adviser”), and Unified Financial Securities, Inc., an Indiana corporation (the “Distributor”).
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • September 16th, 2015 • Capitol Series Trust • Ohio
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this [ ] day of [ ], 2015, by and between Capitol Series Trust, an Ohio business trust (the “Capitol Trust”), with its principal place of business at 2960 N. Meridian Street, Suite 300, Indianapolis, IN 46208, with respect to its Fuller & Thaler Behavioral Advantage Fund (the “Acquiring Fund”) and the Allianz Funds Multi-Strategy Trust (the “Allianz Trust”), a Massachusetts business trust, with its principal place of business at 1633 Broadway, New York, NY 10019, with respect to its AllianzGI Behavioral Advantage Large Cap Fund (the “Selling Fund”).
CAPITOL SERIES TRUST EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 16th, 2015 • Capitol Series Trust
THIS AGREEMENT is made and entered into effective as of [ ], 2015 by and between Capitol Series Trust (the “Trust”), on behalf of its series portfolios as set forth on Appendix A, (each a “Fund”), and Fuller & Thaler Asset Management, Inc. (the “Adviser”), a California corporation.
