AINA LE’A, INC. 2,000,000 Shares of Common Stock $0.001 par value per share SELECTED DEALER AGREEMENTSelected Dealer Agreement • October 27th, 2015 • Aina Le'a Inc. • Real estate • New York
AMENDED AND RESTATED ESCROW DEPOSIT AGREEMENTEscrow Deposit Agreement • October 27th, 2015 • Aina Le'a Inc. • Real estate • New York
This AMENDED AND RESTATED ESCROW DEPOSIT AGREEMENT (this “Agreement”) is dated as of October 5, 2015, by and among AINA LE’A, INC., a Delaware corporation (the “Company”), having an address at 69-201 Waikoloa Beach Drive, #2617, Waikoloa, Hawaii 96738, NEWBRIDGE SECURITIES CORPORATION (the “Placement Agent”), a Virginia corporation, having an address at 5200 Town Center Circle, Tower 1, Suite 306, Boca Raton, Florida 33406, and SIGNATURE BANK (the “Escrow Agent”), a New York State chartered bank, having an office at 261 Madison Avenue, New York, New York 10016. All capitalized terms not herein defined herein shall have the meaning ascribed to them in the preliminary prospectus (as amended and/or supplemental from time to time the “Prospectus”) forming a part of Post-Effective Amendment No. 1 filed with the Securities and Exchange Commission (the “SEC”) on July 30, 2015 (“PEA 1”) to the Registration Statement on Form S-1 (Registration No. 33-201722) (collectively the “Amended Registrati
NEWBRIDGE SECURITIES CORPORATIONAina Le'a Inc. • October 27th, 2015 • Real estate
This Amendment No 2. (this “Amendment 2”) amends, solely to the extent provided herein, the Placement Agency Agreement dated July 8, 2015 (as previously amended by the parties hereto pursuant to Amendment No. 1 (“Amendment 1,” and, together with Amendment 2, collectively, the “Agreement”) by and between Aina Le’a, Inc., a Delaware corporation (the “Company”) and Newbridge Securities Corporation (the “Placement Agent”), pursuant to which the Company engaged the Placement Agent to act as its exclusive placement agent for the proposed registered “best-efforts” public offering (the “Offering”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). Capitalized terms used herein and not otherwise defined herein have the meetings ascribed to them in the Agreement.
AINA LE’A, INC. SUBSCRIPTION AGREEMENTSubscription Agreement • October 27th, 2015 • Aina Le'a Inc. • Real estate • New York
The undersigned (the “Investor”) hereby confirms its agreement with Aina Le’a, Inc., a Delaware corporation (the “Company”), as follows:
NEWBRIDGE SECURITIES CORPORATIONAina Le'a Inc. • October 27th, 2015 • Real estate
This Amendment (this “Amendment”) amends, solely to the extent provided herein, the Placement Agency Agreement dated July 8, 2015 (the “Agreement”) by and between Aina Le’a, Inc., a Delaware corporation (the “Company”) and Newbridge Securities Corporation (the “Placement Agent”), pursuant to which the Company engaged the Placement Agent to act as its exclusive placement agent for the proposed registered “best-efforts” public offering (the “Offering”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). Capitalized terms used herein and not otherwise defined herein have the meetings ascribed to them in the Agreement.
NEWBRIDGE SECURITIES CORPORATIONAina Le'a Inc. • October 27th, 2015 • Real estate
This Amendment No 3. (this “Amendment 3”) amends, solely to the extent provided herein, the Placement Agency Agreement dated July 8, 2015 (as previously amended by the parties hereto pursuant to Amendment No. 1 (“Amendment 1,”) and Amendment No. 2 (“Amendment 2,”) and, Amendment 3 together with Amendment 1 and Amendment 2, collectively, the “Agreement”) by and between Aina Le’a, Inc., a Delaware corporation (the “Company”) and Newbridge Securities Corporation (the “Placement Agent”), pursuant to which the Company engaged the Placement Agent to act as its exclusive placement agent for the proposed registered “best-efforts” public offering (the “Offering”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). Capitalized terms used herein and not otherwise defined herein have the meetings ascribed to them in the Agreement.
