REPRESENTATIVE’S WARRANT CONTRAFECT CORPORATIONCONTRAFECT Corp • October 29th, 2015 • Pharmaceutical preparations • New York
THIS REPRESENTATIVE’S WARRANT (the “Warrant”) certifies that, for value received, Maxim Partners LLC or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is 180 days from the effective date (the “Initial Exercise Date”) of the Company’s registration statement No. 333-195378 (the “Registration Statement”) and on or prior to the close of business on the five (5) year anniversary of the effective date of the Registration Statement (the “Termination Date”) but not thereafter, to subscribe for and purchase from ContraFect Corporation, a Delaware corporation (the “Company”), up to 206,410 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
CLASS A WARRANT AGREEMENTClass a Warrant Agreement • October 29th, 2015 • CONTRAFECT Corp • Pharmaceutical preparations • New York
This Class A Warrant Agreement (“Warrant Agreement”) is made as of July 28, 2014, by and between ContraFect Corporation, a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC (the “Warrant Agent”).
CLASS B WARRANT AGREEMENTClass B Warrant Agreement • October 29th, 2015 • CONTRAFECT Corp • Pharmaceutical preparations • New York
This Class B Warrant Agreement (“Warrant Agreement”) is made as of July 28, 2014, by and between ContraFect Corporation, a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC (the “Warrant Agent”).
