110,461,782 Shares CITIZENS FINANCIAL GROUP, INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • November 3rd, 2015 • Citizens Financial Group Inc/Ri • State commercial banks • New York
Contract Type FiledNovember 3rd, 2015 Company Industry JurisdictionRBSG International Holdings Limited (the “Selling Shareholder”), a shareholder of Citizens Financial Group, Inc. (the “Company”), proposes to sell to Goldman, Sachs & Co., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated (the “Underwriters” or the “Representatives”) an aggregate of 110,461,782 shares of the common stock, par value $0.01 per share, of the Company (the “Shares”).