THL CREDIT, INC. (a Delaware corporation)Underwriting Agreement • December 14th, 2015 • THL Credit, Inc. • New York
Contract Type FiledDecember 14th, 2015 Company JurisdictionTHL Credit, Inc. (the “Company”) and THL Credit Advisors LLC, a Delaware limited liability company (“THL Advisors” or the “Advisor;” and, together with the Company, the “THL Entities”), confirm their respective agreements with Keefe, Bruyette & Woods, Inc. (“Keefe Bruyette”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Keefe Bruyette is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of their respective portion of $30,500,000 aggregate principal amount of 6.75% Notes due 2022 of the Company (the “Initial Notes”) set forth in Schedule A hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(b) hereof to purchase al
SECOND SUPPLEMENTAL INDENTURE between THL CREDIT, INC. and as Trustee Dated as of December 14, 2015 SECOND SUPPLEMENTAL INDENTURESecond Supplemental Indenture • December 14th, 2015 • THL Credit, Inc. • New York
Contract Type FiledDecember 14th, 2015 Company JurisdictionTHIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of December 14, 2015, is between THL Credit, Inc., a Delaware corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used but not otherwise defined herein shall have the meaning set forth in the Base Indenture (as defined below).