SORRENTO THERAPEUTICS, INC. and PHILADELPHIA STOCK TRANSFER, INC., Rights Agent Amended and Restated Rights Agreement Dated as of December 21, 2015Rights Agreement • December 21st, 2015 • Sorrento Therapeutics, Inc. • Services-commercial physical & biological research • New York
THIS AMENDED AND RESTATED RIGHTS AGREEMENT (the “Agreement”) dated as of December 21, 2015, by and between Sorrento Therapeutics, Inc., a Delaware corporation (the “Company”), and Philadelphia Stock Transfer, Inc., as rights agent (the “Rights Agent”), amends and restates the Amended and Restated Rights Agreement, dated December 22, 2014 (the “First Restated Rights Agreement”), by and between the Company and the Rights Agent, which agreement amended and restated the Rights Agreement, dated November 7, 2013 (the “Original Agreement”) by and between the Company and Computershare Trust Company, N.A., a federally chartered trust company, as the original rights agent.
