AMENDED AND RESTATED ADVISORY AGREEMENTAdvisory Agreement • February 26th, 2016 • Reality Shares ETF Trust • Delaware
AMENDED AND RESTATED ADVISORY AGREEMENT (the “Agreement”) made as of this 9th day of December, 2015 by and between REALITY SHARES ETF TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and REALITY SHARES ADVISORS, LLC, a Delaware limited liability company with its principal place of business at 402 West Broadway, Suite 2800 San Diego, CA 92101 (the “Adviser”).
ContractDistribution Agreement • February 26th, 2016 • Reality Shares ETF Trust
Amendment No. 2 to Distribution Agreement This Amendment No. 2 (this “Amendment”), dated December 9, 2015, to the Distribution Agreement (the “Agreement”), dated January 21, 2014, between the Reality Shares ETF Trust, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”). WHEREAS, the Fund and ALPS wish to amend the Agreement in order to reflect the addition of three new Portfolios as follows: Reality Shares DIVCON Leaders Dividend ETF (LEAD) Reality Shares DIVCON Dividend Defender ETF (DFND) Reality Shares DIVCON Dividend Guard ETF (GARD) NOW THEREFORE, in consideration of the premises and mutual covenants hereinafter contained, the parties hereby agree as follows: Appendix A to the Agreement is deleted in its entirety and replaced with the Appendix A attached hereto. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning as
ContractReality Shares ETF Trust • February 26th, 2016
Amendment to Chief Compliance Officer Services Agreement Between Reality Shares ETF Trust and ALPS Fund Services, Inc. THIS AMENDMENT is made as of November 2 , 2015 by and between Reality Shares ETF Trust (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”). WHEREAS, the Trust and ALPS have entered into a Chief Compliance Officer Services Agreement (the “Agreement”), dated December 16, 2014; and WHEREAS, the parties wish to amend Section 1 of the Agreement. NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows: Term of Agreement. The last sentence of Section 1 of the Agreement shall be deleted in its entirety and replaced with the following: After the Term, this Agreement will renew automatically for additional one-year periods of time (each, a “Renewal Term”), unless one party hereto provides the other party with written notice of termination at least sixty (60) days prior to the expiration of the then-current Renewal Term, in which case such termination
ContractFund Administration and Accounting Agreement • February 26th, 2016 • Reality Shares ETF Trust
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENT This Amendment, dated as of November 16, 2015, by and between each entity listed on Exhibit A hereto (each a “Fund”, collectively the “Funds”), and The Bank of New York Mellon, a New York banking organization (“BNY”), who are parties to the Fund Administration and Accounting Agreement dated January 21, 2014. WHEREAS, the parties wish to amend the Agreement as set forth below: NOW THEREFORE, in consideration of the mutual agreements herein contained, the parties agree as follows: Exhibit A to the Agreement (which revised version is attached) is amended to reflect the addition of the following funds as set forth below, effective November!6, 2015: Reality Shares DIVCON Leaders Dividend ETF Reality Shares DIVCON Dividend Defender ETF Reality Shares DIVCON Dividend Guard ETF Exhibit A is hereby replaced in its entirety with the attached Exhibit A dated the date hereof. Except as specifically amended hereby, all other terms and condit
