ALJ REGIONAL HOLDINGS, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent RIGHTS AGREEMENT Dated as of May 13, 2009Rights Agreement • March 28th, 2016 • Alj Regional Holdings Inc • Services-business services, nec • Delaware
RIGHTS AGREEMENT, dated as of May 13, 2009 (the “Agreement”), between ALJ Regional Holdings, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, a New York limited liability trust company, as rights agent (the “Rights Agent”).
FINANCING AGREEMENT Dated as of August 14, 2015 by and among ALJ REGIONAL HOLDINGS, INC., FANEUIL, INC., FLOORS-N-MORE, LLC AND PHOENIX COLOR CORP., as Borrowers, EACH SUBSIDIARY OF ALJ REGIONAL HOLDINGS, INC. LISTED AS A GUARANTOR ON THE SIGNATURE...Financing Agreement • March 28th, 2016 • Alj Regional Holdings Inc • Services-business services, nec • New York
Financing Agreement, dated as of August 14, 2015, by and among ALJ Regional Holdings, Inc., a Delaware corporation (the “Parent”), Faneuil, Inc., a Delaware corporation (“Faneuil”), Floors-N-More, LLC, a Nevada limited liability company (“FNM”), Phoenix Color Corp., a Delaware corporation (“PCC”, and together with the Parent, Faneuil, FNM and each other Person that executes a joinder agreement and becomes a “Borrower” hereunder, each a “Borrower” and collectively, the “Borrowers”), each subsidiary of the Parent listed as a “Guarantor” on the signature pages hereto (together with each other Person that executes a joinder agreement and becomes a “Guarantor” hereunder or otherwise guaranties all or any part of the Obligations (as hereinafter defined), each a “Guarantor” and collectively, the “Guarantors”), the lenders from time to time party hereto (each a “Lender” and collectively, the “Lenders”), Cerberus Business Finance, LLC, a Delaware limited liability company (“CBF”), as collateral
INDEMNIFICATION AGREEMENTIndemnification Agreement • March 28th, 2016 • Alj Regional Holdings Inc • Services-business services, nec • Delaware
This INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into as of (the “Effective Date”) by and between ALJ Regional Holdings, Inc., a Delaware corporation (the “Company”), and [ ] (the “Indemnitee”).
EMPLOYMENT AGREEMENTEmployment Agreement • March 28th, 2016 • Alj Regional Holdings Inc • Services-business services, nec • Delaware
THIS EMPLOYMENT AGREEMENT (this “Agreement”), dated as of October 18, 2013, is entered into by and between Faneuil, Inc., a Delaware corporation (the “Company”) and Anna Van Buren (the “Executive”).
STAFFING SERVICES AGREEMENT Harland Clarke Corp.Staffing Services Agreement • March 28th, 2016 • Alj Regional Holdings Inc • Services-business services, nec • Texas
THIS AGREEMENT (the “Agreement”) made and entered into this the 15lh day of April, 2013 (the “Effective Date”) by and between Harland Clarke Corp., a Delaware corporation and its Affiliated Companies (as hereinafter defined), whose principal place of business is 10931 Laureate Drive, San Antonio, TX 78249 (“Harland Clarke”), and Faneuil, Inc., an independent contractor, whose principal place of business is 2 Eaton Street, Suite 1002 Hampton, VA (“Faneuil”). For purposes hereof, Harland Clarke’s “Affiliated Companies” are defined as any entity controlling, controlled by or under common control with Harland Clarke, including its direct and indirect parents, but specifically excluding Faneuil, Inc. The term “control” is defined as the ownership of at least fifty percent of the equity or beneficial interest of such entity or the right to vote for or appoint a majority of the board of directors or other governing body of such entity.
MASTER SERVICES AGREEMENTMaster Services Agreement • March 28th, 2016 • Alj Regional Holdings Inc • Services-business services, nec • Virginia
THIS AGREEMENT (the “Agreement”) made and entered into this the 30th day of September, 2013 (the “Effective Date”) by and between Scantron, Corporation, a Delaware corporation, doing business as Harland Technology Services (“HTS”), and Faneuil, Inc., a Delaware corporation.
