FORM OF AMENDMENT NO. 4 GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • March 30th, 2016 • 1290 Funds
Form of Amendment No. 4, effective as of March 28, 2016 (“Amendment No. 4”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
FORM OF AMENDMENT NO. 1 TO THE INVESTMENT SUB-ADVISORY AGREEMENT1290 Funds • March 30th, 2016
FORM OF AMENDMENT NO. 1 to the Investment Advisory Agreement effective as of April 1, 2016 (“Amendment No. 1”) between AXA Equitable Funds Management Group, LLC, (doing business as “1290 Asset Managers”), a limited liability corporation organized in the State of Delaware (“1290 Asset Managers” or “Adviser”) and AXA Investment Managers, Inc., a Delaware Corporation (“AXA IM” or “Sub-Adviser”).
AMENDMENT No. 2 To Transfer Agency and Service Agreement Between Each of the Entities, Individually and not Jointly, as Listed on Schedule A And Boston Financial Data Services, Inc.Service Agreement • March 30th, 2016 • 1290 Funds
This Amendment is entered into as of this 1st day of March, 2016, between Boston Financial Data Services, Inc. (the “Transfer Agent”) and Each of the Entities, Individually and not Jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement between the parties dated October 29, 2014, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
AMENDMENT NO. 3 TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 30th, 2016 • 1290 Funds
AMENDMENT NO. 3, effective as of March 30, 2016 (“Amendment No. 3”) to the Investment Advisory Agreement, dated as of September 1, 2014 (the “Agreement”), between 1290 Funds, a Delaware statutory trust (the “Trust”), and AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware, doing business as 1290 Asset Managers (“Adviser”).
AMENDMENT NO. 3 EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 30th, 2016 • 1290 Funds
Amendment No. 3, effective as of March 30, 2016 (“Amendment No. 3”), to the Expense Limitation Agreement, dated as of September 1, 2014 (the “Agreement”) between AXA Equitable Funds Management Group, LLC doing business as 1290 Asset Managers (the “Adviser”), and 1290 Funds (the “Trust”).
AMENDMENT NO. 3 GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • March 30th, 2016 • 1290 Funds
Amendment No. 3, effective as of February 29, 2016 (“Amendment No. 3”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
AMENDMENT NO. 3 TO THE MUTUAL FUNDS SERVICE AGREEMENTMutual Funds Service Agreement • March 30th, 2016 • 1290 Funds
AMENDMENT NO. 3, dated as of March 30, 2016 (“Amendment No. 3”), to the Mutual Funds Service Agreement dated September 1, 2014 (the “Agreement”) between 1290 Funds, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC d/b/a 1290 Asset Managers, a Delaware limited liability company (“FMG LLC” or “Administrator”).
Amendment No. 2 to Distribution AgreementDistribution Agreement • March 30th, 2016 • 1290 Funds
This Amendment, dated as of March 3, 2016, to the Distribution Agreement (this “Amendment”), is made by and between 1290 Funds (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
FORM OF AMENDMENT No. 3 To Transfer Agency and Service Agreement Between Each of the Entities, Individually and not Jointly, as Listed on Schedule A And Boston Financial Data Services, Inc.Service Agreement • March 30th, 2016 • 1290 Funds
This Amendment is entered into as of this 1st day of April, 2016, between Boston Financial Data Services, Inc. (the “Transfer Agent”) and Each of the Entities, Individually and not Jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement between the parties dated October 29, 2014, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
Amendment No. 3 to Distribution AgreementDistribution Agreement • March 30th, 2016 • 1290 Funds
This Amendment, dated as of March 30, 2016, to the Distribution Agreement (this “Amendment”), is made by and between 1290 Funds (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
