●] Shares Spring Bank Pharmaceuticals, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 27th, 2016 • Spring Bank Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
The Lock-Up Period will commence on the date of this lock-up agreement (this “Lock-Up Agreement”) and continue and include the date 180 days after the date of the final prospectus used to sell Common Stock in the Offering pursuant to the Underwriting Agreement relating to the Offering.
ContractSecurities Agreement • April 27th, 2016 • Spring Bank Pharmaceuticals, Inc. • Pharmaceutical preparations • Delaware
NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO RULE 144 OR ANOTHER AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THE COMPANY MAY REQUIRE A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY, THAT SUCH TRANSFER MAY LAWFULLY BE MADE WITHOUT REGISTRATION UNDER THE SECURITIES ACT. HEDGING TRANSACTIONS INVOLVING THIS SECURITY AND THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE MAY NOT BE CONDUCTED
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • April 27th, 2016 • Spring Bank Pharmaceuticals, Inc. • Pharmaceutical preparations • Delaware
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), is made as of the [ ] day of [ ], 2016, by and between Spring Bank Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and Dawson James Securities, Inc. (the “Holder”).
LEASE AGREEMENTLease Agreement • April 27th, 2016 • Spring Bank Pharmaceuticals, Inc. • Pharmaceutical preparations • Massachusetts
This LEASE dated as of the 24th day of March, 2016 is entered into between JEEBO Management, LLC, a limited liability company duly organized and existing under the laws of the State of Delaware and authorized to conduct business in the Commonwealth of Massachusetts as a foreign limited liability company with a mailing address of P.O. Box 1250, Concord, Massachusetts 01742, (hereinafter referred to as the “Landlord”), and Spring Bank Pharmaceuticals, Inc., a corporation duly organized and existing under the laws of the State of Delaware, and authorized to conduct business in the Commonwealth of Massachusetts as a foreign corporation with a principal place of business located at 113 Cedar Street, Milford, Massachusetts 01757 (hereinafter referred to as the “Tenant”).
