1,164,800 Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 4th, 2016 • Global Water Resources, Inc. • Water supply • California
Global Water Resources, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this Underwriting Agreement (the “Agreement”), to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 1,164,800 authorized but unissued shares (the “Firm Shares”), of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The Company has granted the Underwriter the option to purchase an aggregate of up to 174,720 additional shares of Common Stock (the “Option Shares”) as may be necessary to cover over-allotments made in connection with the offering (the Firm Shares and the Option Shares are herein collectively called the “Underwritten Shares”).
