SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 8th, 2016 • Galena Biopharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 8th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of July 7, 2016, between Galena Biopharma, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
COMMON STOCK PURCHASE WARRANT GALENA BIOPHARMA, INC.Common Stock Purchase Warrant • July 8th, 2016 • Galena Biopharma, Inc. • Pharmaceutical preparations
Contract Type FiledJuly 8th, 2016 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after January 13, 2017 (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Issue Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Galena Biopharma, Inc., a Delaware corporation (the “Company”), up to shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 8th, 2016 • Galena Biopharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 8th, 2016 Company Industry Jurisdiction