FORM OF SERIES B WARRANTSWarrant Agreement • September 9th, 2016 • Zosano Pharma Corp • Pharmaceutical preparations • New York
Contract Type FiledSeptember 9th, 2016 Company Industry JurisdictionTHIS WARRANT AND THE SECURITIES PURCHASABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FILED UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAWS, UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 9th, 2016 • Zosano Pharma Corp • Pharmaceutical preparations • New York
Contract Type FiledSeptember 9th, 2016 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of August 15, 2016, by and among Zosano Pharma Corporation, a Delaware corporation with headquarters located at 34790 Ardentech Court, Freemont, California 94555 (the “Company”), and each investor identified on the signature pages hereto (individually, an “Investor” and collectively, the “Investors”).