AMENDED AND RESTATED CREDIT AGREEMENT, dated as of June 13, 2011 among HIGHLAND FLOATING RATE OPPORTUNITIES FUND, a series of Highland Funds I STATE STREET BANK AND TRUST COMPANY, and the other lending institutions party hereto and STATE STREET BANK...Credit Agreement • October 28th, 2016 • Highland Funds I
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of June 13, 2011 (this “Agreement”), by and among (i) HIGHLAND FUNDS I, a Delaware statutory trust (the “Fund”), on behalf of its series HIGHLAND FLOATING RATE OPPORTUNITIES FUND (the “Borrower”); (ii) the one or several banks from time to time parties to this Agreement (the “Banks”); and (iii) STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company, as agent for the Banks hereunder (in such capacity, the “Agent”).
Each of the Investment Companies listed on Appendix I hereto c/o Highland Capital Management Fund Advisors, L.P.Loan Agreement • October 28th, 2016 • Highland Funds I
LETTER AGREEMENTExpense Limitation and Recoupment Agreement • October 28th, 2016 • Highland Funds I • Delaware
LETTER AGREEMENTManagement Fee Waiver Agreement • October 28th, 2016 • Highland Funds I • Delaware
THIRTEENTH AMENDMENT AGREEMENT dated as of September 20, 2016 among HIGHLAND FLOATING RATE OPPORTUNITIES FUND (f/k/a Pyxis Floating Rate Opportunities Fund), a series of Highland Funds I (f/k/a Pyxis Funds I) and STATE STREET BANK AND TRUST COMPANY,...Thirteenth Amendment Agreement • October 28th, 2016 • Highland Funds I • Massachusetts
THIS THIRTEENTH AMENDMENT AGREEMENT, dated as of September 20, 2016 (this “Amendment”), among (i) HIGHLAND FUNDS I (f/k/a Pyxis Funds I), a Delaware statutory trust (the “Fund”), on behalf of its series HIGHLAND FLOATING RATE OPPORTUNITIES FUND (f/k/a Pyxis Floating Rate Opportunities Fund) (the “Borrower”), (ii) the banks and other financial institutions parties to this Amendment (the “Banks”) and (iii) STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company, as Agent for the Banks from time to time parties to the Agreement referred to below (in such capacity, the “Agent”); to the Amended and Restated Credit Agreement, dated as of June 13, 2011 among all of such parties (as amended, restated, supplemented or otherwise modified from time to time, the “Agreement”).
