EXPENSE LIMITATION AGREEMENT VOYA MUTUAL FUNDSExpense Limitation Agreement • December 2nd, 2016 • Voya MUTUAL FUNDS
This EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective January 1, 2016, by and between Voya Investments, LLC (the “Investment Manager”) and Voya Mutual Funds (the “Registrant”). The Registrant is a series fund investment company, and is entering into this Agreement on behalf of, and this Agreement shall apply to, each series of the Registrant set forth on Schedule A hereto (each a “Fund,” and collectively, the “Funds”), as such schedule may be amended from time to time to add or delete series.
December 5, 2016 Mary Jean Milner Managing Director The Bank of New York Mellon New York, NY 10286 Dear Ms. Milner:Voya MUTUAL FUNDS • December 2nd, 2016
Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager Agreement, and Fund Accounting Agreement, each dated January 6, 2003, the Cash Reserve Agreement, dated March 31, 2003, the Custody & Fund Accounting Fee Schedule for Voya family of funds and the Global Securities Fee Schedule for Voya family of funds, each effective January 1, 2008, and the Letter of Instruction and Indemnification Agreement In Connection With Signature Guarantees and Signature Verifications, dated January 12, 2011 (collectively, the “Agreements”), we hereby notify you of the addition of Voya Global Corporate Leaders® 100 Fund and Voya Global High Dividend Low Volatility Fund, each a newly established series of Voya Mutual Funds, and Voya SMID Cap Growth Fund and Voya U.S. High Dividend Low Volatility Fund, each a newly established series of Voya Equity Trust, (collectively, the “Funds”), effective on December 5, 2016, to be included on the Amended Exhibit A to the Agreements. This
EXPENSE LIMITATION AGREEMENT VOYA MUTUAL FUNDSExpense Limitation Agreement • December 2nd, 2016 • Voya MUTUAL FUNDS
This EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective January 1, 2016, is made by and among Voya Investments, LLC (the “Investment Manager”), Voya Investments Distributor, LLC (the “Distributor”), and Voya Mutual Funds (the “Registrant”). If the Registrant is a series fund investment company, then the Registrant is entering into this Agreement on behalf of, and this Agreement shall apply to, each series of the Registrant set forth on Schedule A hereto (each a “Fund,” collectively the “Funds”), as such schedule may be amended from time to time to add or delete series. If the Registrant is not a series fund investment company, then this Agreement shall apply to the Registrant, and the use of the terms “Fund” or “Funds” herein shall refer to the Registrant.
December 5, 2016 Ms. Katherine Dinella Vice President The Bank of New York Mellon – Securities Lending New York, NY 10286 Dear Ms. Dinella:Voya MUTUAL FUNDS • December 2nd, 2016
Pursuant to the terms and conditions of the Securities Lending Agreement and Guaranty, dated August 7, 2003, and the Subscription Agreement for Registered Investment Companies, dated August 8, 2003, (together, the “Agreements”), we hereby notify you of the addition of Voya Global Corporate Leaders® 100 Fund and Voya Global High Dividend Low Volatility Fund, each a newly established series of Voya Mutual Funds, and Voya SMID Cap Growth Fund and Voya U.S. High Dividend Low Volatility Fund, each a newly established series of Voya Equity Trust, (collectively, the “Funds”), effective on December 5, 2016, to be included on the Amended Exhibit A to the Agreements. This Amended Exhibit A supersedes the previous Amended Exhibit A dated April 18, 2016.
December 5, 2016 Mary Jean Milner Managing Director The Bank of New York Mellon New York, NY 10286 Dear Ms. Milner:Voya MUTUAL FUNDS • December 2nd, 2016
Pursuant to the terms and conditions of the Custody Agreement, Foreign Custody Manager Agreement, and Fund Accounting Agreement, each dated January 6, 2003, the Cash Reserve Agreement, dated March 31, 2003, the Custody & Fund Accounting Fee Schedule for Voya family of funds and the Global Securities Fee Schedule for Voya family of funds, each effective January 1, 2008, and the Letter of Instruction and Indemnification Agreement In Connection With Signature Guarantees and Signature Verifications, dated January 12, 2011 (collectively, the “Agreements”), we hereby notify you of the addition of Voya Global Corporate Leaders® 100 Fund and Voya Global High Dividend Low Volatility Fund, each a newly established series of Voya Mutual Funds, and Voya SMID Cap Growth Fund and Voya U.S. High Dividend Low Volatility Fund, each a newly established series of Voya Equity Trust, (collectively, the “Funds”), effective on December 5, 2016, to be included on the Amended Exhibit A to the Agreements. This
December 5, 2016 Mr. Todd Modic Senior Vice President Voya Investments, LLC Suite 100 Scottsdale, AZ 85258 Dear Mr. Modic:Voya MUTUAL FUNDS • December 2nd, 2016
Pursuant to the Investment Management Agreement, dated November 18, 2014, as amended and restated on May 1, 2015, as amended, between Voya Mutual Funds (“VMF”) and Voya Investments, LLC (the “Agreement”), we hereby notify you of our intention to retain you as Manager to render investment advisory services to Voya Global Corporate Leaders® 100 Fund and Voya Global High Dividend Low Volatility Fund (together, the “Funds”), each a newly established series of VMF, effective on December 5, 2016, upon all of the terms and conditions set forth in the Agreement.
EXPENSE LIMITATION AGREEMENT VOYA MUTUAL FUNDSExpense Limitation Agreement • December 2nd, 2016 • Voya MUTUAL FUNDS
This EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective January 1, 2016, by and between Voya Investments, LLC (the “Investment Manager”) and Voya Mutual Funds (the “Registrant”). The Registrant is a series fund investment company, and is entering into this Agreement on behalf of, and this Agreement shall apply to, each series of the Registrant set forth on Schedule A hereto (each a “Fund,” collectively the “Funds”), as such schedule may be amended from time to time to add or delete series.
December 5, 2016 Michael J. Roland Executive Vice President Voya Investments Distributor, LLC Suite 100 Scottsdale, AZ 85258 Dear Mr. Modic:Underwriting Agreement • December 2nd, 2016 • Voya MUTUAL FUNDS
Pursuant to the Underwriting Agreement (the “Agreement”), dated November 18, 2014, as amended, between Voya Mutual Funds (“VMF”) and Voya Investments Distributor, LLC (the “Underwriter”), we hereby notify you of our intention to retain you as Underwriter to render underwriting services to Voya Global Corporate Leaders® 100 Fund and Voya Global High Dividend Low Volatility Fund (together, the “Funds”), each a newly established series of VMF, effective on December 5, 2016, upon all of the terms and conditions set forth in the Agreement.
EXPENSE LIMITATION AGREEMENT VOYA MUTUAL FUNDSExpense Limitation Agreement • December 2nd, 2016 • Voya MUTUAL FUNDS
This EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective January 1, 2016, by and among Voya Investments, LLC (the “Investment Manager”), Voya Mutual Funds (the “Registrant”), and CBRE Clarion Securities LLC (the “Sub-Adviser”). The Registrant is a series fund investment company, and is entering into this Agreement on behalf of, and this Agreement shall apply to, each series of the Registrant set forth on Schedule A hereto (each a “Fund,” collectively the “Funds”), as such schedule may be amended from time to time to add or delete series.
December 5, 2016 Christopher Kurtz Vice President Voya Investment Management Co. LLC One Orange Way, C1-N Windsor, CT 06095 Dear Mr. Kurtz:Voya MUTUAL FUNDS • December 2nd, 2016
Pursuant to the Sub-Advisory Agreement, dated November 18, 2014, as amended (the “Agreement”), between Voya Investment Management Co. LLC (the “Sub-Adviser”) and Voya Investments, LLC, we hereby notify you of our intention to retain you as Sub-Adviser to render investment advisory services to Voya Global Corporate Leaders® 100 Fund and Voya Global High Dividend Low Volatility Fund (together, the “Funds”), each a newly established series of Voya Mutual Funds, effective on December 5, 2016, upon all of the terms and conditions set forth in the Agreement.
