AMENDMENT TO NOTE AND WARRANT (William W. and Dieva L. Smith)Amendment to Note and Warrant • December 28th, 2016 • Smith Micro Software Inc • Services-prepackaged software
Contract Type FiledDecember 28th, 2016 Company IndustryThis AMENDMENT TO NOTE AND WARRANT (this “Amendment”) is made as of December 27, 2016, by and between Smith Micro Software, Inc., a Delaware corporation (the “Company”), and William W. Smith, Jr. and Dieva L. Smith, JT/WROS (“Holder”), and amends that certain Senior Subordinated Promissory Note, dated September 6, 2016, issued by the Company to Holder in the principal amount of $2,000,000 (the “Note”), and that certain Warrant to Purchase Common Stock, dated September 6, 2016, issued by the Company to Holder and exercisable for 850,000 shares of the Company’s common stock, $0.001 par value per share (the “Warrant”).
AMENDMENT TO NOTE (Unterberg Koller)Senior Subordinated Promissory Note • December 28th, 2016 • Smith Micro Software Inc • Services-prepackaged software
Contract Type FiledDecember 28th, 2016 Company IndustryThis AMENDMENT TO NOTE (this “Amendment”) is made as of December 27, 2016, by and between Smith Micro Software, Inc., a Delaware corporation (the “Company”), and Unterberg Koller Capital Fund, L.P., a Delaware limited partnership (“Holder”), and amends that certain Senior Subordinated Promissory Note, dated September 6, 2016, issued by the Company to Holder in the principal amount of $2,000,000 (the “Note”).