TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • January 26th, 2017 • Icon Funds • Colorado
THIS AGREEMENT is made as of April 8, 2016, between ICON Funds (the “Trust”), organized as a business trust under the laws of the State of Massachusetts, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
TWENTY SIXTH AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 26th, 2017 • Icon Funds
THIS TWENTY SIXTH AMENDMENT (“Amendment”) to the Expense Limitation Agreement, as previously amended (“Agreement”) between ICON Funds (the “Trust”) and ICON Advisers, Inc. (the “Adviser”) is effective as of the 26th day of January 2017.
TWENTY FIFTH AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 26th, 2017 • Icon Funds
THIS TWENTY FIFTH AMENDMENT (“Amendment”) to the Expense Limitation Agreement, as previously amended (“Agreement”) between ICON Funds (the “Trust”) and ICON Advisers, Inc. (the “Adviser”) is effective as of the 22nd day of August 2016.
ICON Funds, on behalf of its fund series as set forth on Appendix I attached heretoIcon Funds • January 26th, 2017
SCHEDULE A TO AMENDED AND RESTATED DISTRIBUTION AGREEMENT (AS AMENDED, EFFECTIVE JANUARY 10, 2017)Distribution Agreement • January 26th, 2017 • Icon Funds
ICON FUNDS AMENDMENT NO. 25 TO MASTER TRUST AGREEMENTMaster Trust Agreement • January 26th, 2017 • Icon Funds
WHEREAS, Section 7.3 of the ICON Master Trust Agreement dated September 19, 1996, as amended, of ICON Funds (the “Trust”) provides that the agreement may be amended at any time so long as such amendment does not adversely affect the rights of any shareholder with respect to which such amendment is or purports to be applicable and so long as such amendment is not in contravention of applicable law, including the Investment Company Act of 1940, by an instrument in writing, signed by an officer of the Trust pursuant to a vote of a majority of the Trustees of the Trust;
SUB-ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTSub- • January 26th, 2017 • Icon Funds • Colorado
THIS AGREEMENT is made as of February 26, 2016, among ICON Funds (the “Trust”), organized as a Massachusetts business trust with its principal office and place of business at 5299 DTC Boulevard, Suite 1200, Greenwood Village, Colorado, 80111, ICON Advisers, Inc. (“ICON”), a Colorado corporation with its principal place of business at 5299 DTC Boulevard, Suite 1200, Greenwood Village, Colorado 80111, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203.
TWENTY FOURTH AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 26th, 2017 • Icon Funds
THIS TWENTY FOURTH AMENDMENT (“Amendment”) to the Expense Limitation Agreement, as previously amended (“Agreement”) between ICON Funds (the “Trust”) and ICON Advisers, Inc. (the “Adviser”) is effective as of the 11th day of April 2016.
