Third Amended and Restated Agreement and Declaration of Trust of Stone Ridge Trust a Delaware Statutory Trust Principal Place of Business: 510 Madison Avenue, 21st Floor New York, NY 10022Trust Agreement • February 28th, 2017 • Stone Ridge Trust • Delaware
Contract Type FiledFebruary 28th, 2017 Company JurisdictionTHIS AGREEMENT AND DECLARATION OF TRUST is AMENDED AND RESTATED as of January 24, 2017 for the purpose of governing the Delaware statutory trust in accordance with the provisions hereinafter set forth.
FOURTH AMENDMENT TO THE STONE RIDGE TRUST DISTRIBUTION AGREEMENTDistribution Agreement • February 28th, 2017 • Stone Ridge Trust
Contract Type FiledFebruary 28th, 2017 CompanyTHIS FOURTH AMENDMENT effective as of January 24, 2017, to the Distribution Agreement, dated as of December 15, 2012, as amended March 26, 2013, September 13, 2013 and June 23, 2014, (the “Agreement”) is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”).
STONE RIDGE ASSET MANAGEMENT LLCExpense Limitation Agreement • February 28th, 2017 • Stone Ridge Trust
Contract Type FiledFebruary 28th, 2017 CompanyWith reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust (the “Trust”), on behalf of its series, Stone Ridge High Yield Reinsurance Risk Premium Fund (the “Fund”), on this 24th day of January, 2017, we hereby notify you as follows: