DISTRIBUTION AGREEMENT FOR ELFUN DIVERSIFIED FUNDDistribution Agreement • March 1st, 2017 • Elfun Diversified Fund
This is to confirm that, in consideration of the agreements set out below, Elfun Diversified Fund (the “Fund”), a diversified open-end mutual fund, has agreed that State Street Global Markets, LLC (“SSGM”) will be, for the period of this Agreement, the distributor of units of beneficial interest of the Fund.
ELFUN DIVERSIFIED FUND FUND AGREEMENTFund Agreement • March 1st, 2017 • Elfun Diversified Fund • Connecticut
WHEREAS, the Fund was established as a Connecticut common law trust to serve as a vehicle for investment exclusively by certain eligible persons that include (1) regular and senior members of the Elfun Society, (2) their immediate family members and trusts established for the exclusive benefit of these members, (3) the surviving spouse of a deceased Elfun Society member, (4) General Electric Company, its subsidiary and controlled companies, and (5) any other persons and entities approved by the trustees of the Fund (the “Trustees”) from time to time (collectively, the “Eligible Participants”), in accordance with the Fund’s operation as an “employees’ securities company,” as defined in Section 2(a)(13) of the Investment Company Act of 1940, as amended (the “Investment Company Act”); and
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2017 • Elfun Diversified Fund • Massachusetts
This Investment Advisory and Administration Agreement (the “Agreement”) is made as of this 1st day of July, 2016, between each of Elfun Government Money Market Fund, Elfun Tax-Exempt Income Fund, Elfun Income Fund, Elfun Diversified Fund, Elfun International Equity Fund and Elfun Trusts (each, a “Fund”), severally and not jointly, and SSGA Funds Management, Inc., a Massachusetts corporation (“SSGA FM”).
ASSIGNMENT AND AMENDMENTMaster Sub-Administration Services Agreement • March 1st, 2017 • Elfun Diversified Fund
THIS ASSIGNMENT AND AMENDMENT, dated as of June 30, 2016, is by and among State Street Bank and Trust Company, GE Asset Management Incorporated, SSGA Funds Management, Inc., solely with respect to those mutual funds identified on Schedule A-1 hereto (each a Fund, collectively the “Funds”), State Street Global Advisors, solely with respect to those separate accounts identified on Schedule A-2 hereto (each an “Account”, collectively the “Accounts”).
