INDENTURE Dated as of March 10, 2017 Among LPL HOLDINGS, INC., THE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO and U.S. BANK NATIONAL ASSOCIATION, as Trustee 5.750% SENIOR NOTES DUE 2025Indenture • March 10th, 2017 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
INDENTURE, dated as of March 10, 2017, among LPL Holdings, Inc., a Massachusetts corporation (the “Company”), the Guarantors (as defined herein) listed on the signature pages hereto and U.S. Bank National Association, a national banking association, as Trustee.
FOURTH AMENDMENT AGREEMENT dated as of March 10, 2017 among LPL FINANCIAL HOLDINGS INC., as Holdings, LPL HOLDINGS, INC., as Borrower, CERTAIN SUBSIDIARIES OF LPL FINANCIAL HOLDINGS INC., as Subsidiary Guarantors,Fourth Amendment Agreement • March 10th, 2017 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
AMENDED AND RESTATED CREDIT AGREEMENT, dated as of March 10, 2017, among LPL FINANCIAL HOLDINGS INC. (formerly LPL Investment Holdings Inc.), a Delaware corporation (“Holdings”; as hereinafter further defined), LPL HOLDINGS, INC., a Massachusetts corporation (the “Borrower”), the banks, financial institutions and other investors from time to time parties hereto as lenders (each a “Lender” and, collectively, the “Lenders”; each as hereinafter further defined), JPMORGAN CHASE BANK, N.A., as Administrative Agent, Collateral Agent, a Letter of Credit Issuer and a Swingline Lender, MORGAN STANLEY BANK, N.A., as a Letter of Credit Issuer and a Swingline Lender, and BANK OF AMERICA, N.A., as a Letter of Credit Issuer.
