●] Shares VERITONE, INC. COMMON STOCK PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • April 21st, 2017 • Veritone, Inc. • Services-computer processing & data preparation • New York
EMPLOYMENT AGREEMENTEmployment Agreement • April 21st, 2017 • Veritone, Inc. • Services-computer processing & data preparation • California
This Employment Agreement (the “Agreement”) is entered into between Veritone, Inc., a Delaware corporation (the “Company”), and Chad Steelberg (the “Executive”) effective as of this 14th day of March, 2017 (the “Effective Date”).
NOTE PURCHASE AGREEMENTNote Purchase Agreement • April 21st, 2017 • Veritone, Inc. • Services-computer processing & data preparation • Delaware
THIS NOTE PURCHASE AGREEMENT (this “Agreement”) is made as of March 15, 2017 (the “Effective Date”) by and among VERITONE, INC., a Delaware corporation (the “Company”), and each of the Lenders listed on Exhibit A attached hereto (collectively, the “Lenders”, and each individually, a “Lender”). Capitalized terms used herein and not otherwise defined herein shall have the respective meanings given to them in the Secured Promissory Notes (as defined below).
AMENDED AND RESTATED SECURITY AGREEMENTSecurity Agreement • April 21st, 2017 • Veritone, Inc. • Services-computer processing & data preparation • Delaware
This AMENDED AND RESTATED SECURITY AGREEMENT, dated as of March 15, 2017 (this “Agreement”), is entered into by and among VERITONE, INC., a Delaware corporation (the “Grantor”), ACACIA RESEARCH CORPORATION, a Delaware corporation (“Acacia”), and VERITONE LOC I, LLC, a Delaware limited liability company (“VLOC”); Acacia and VLOC are sometimes referred to herein individually as a “Secured Party” and collectively as the “Secured Parties”).
FIRST AMENDMENT TO SECOND TRANCHE WARRANTSecond Tranche Warrant • April 21st, 2017 • Veritone, Inc. • Services-computer processing & data preparation • Delaware
This First Amendment (this “Amendment”), dated as of March 14, 2017 (the “Effective Date”), amends that certain Common Stock Purchase Warrant (Second Tranche Warrant), dated November 25, 2016 (the “Warrant”), by and between Veritone, Inc., a Delaware corporation (“Company”) and Acacia Resesarch Corporation, the holder of the Warrant (“Holder”). All capitalized terms used in this Amendment but not otherwise defined herein shall have the respective meanings ascribed to such terms in the Warrant.
FIRST AMENDMENT TO PRIMARY COMMON STOCK PURCHASE WARRANTPrimary Common Stock Purchase Warrant • April 21st, 2017 • Veritone, Inc. • Services-computer processing & data preparation • Delaware
This First Amendment (this “Amendment”), dated as of March 14, 2017 (the “Effective Date”), amends that certain Primary Common Stock Purchase Warrant, dated August 15, 2016 (the “Primary Warrant”), by and between Veritone, Inc., a Delaware corporation (“Company”) and Acacia Research Corporation, the holder of the Primary Warrant (“Holder”). All capitalized terms used in this Amendment but not otherwise defined herein shall have the respective meanings ascribed to such terms in the Primary Warrant.
FIRST AMENDMENT TO FIRST TRANCHE WARRANT AFirst Tranche Warrant A • April 21st, 2017 • Veritone, Inc. • Services-computer processing & data preparation • Delaware
This First Amendment (this “Amendment”), dated as of March 14, 2017 (the “Effective Date”), amends that certain Common Stock Purchase Warrant (First Tranche Warrant A), dated August 15, 2016 (the “Warrant”), by and between Veritone, Inc., a Delaware corporation (“Company”) and Acacia Resesarch Corporation, the holder of the Warrant (“Holder”). All capitalized terms used in this Amendment but not otherwise defined herein shall have the respective meanings ascribed to such terms in the Warrant.
FIRST AMENDMENT TO FIRST TRANCHE WARRANT BFirst Amendment • April 21st, 2017 • Veritone, Inc. • Services-computer processing & data preparation • Delaware
This First Amendment (this “Amendment”), dated as of March 14, 2017 (the “Effective Date”), amends that certain Common Stock Purchase Warrant (First Tranche Warrant B), dated November 25, 2016 (the “Warrant”), by and between Veritone, Inc., a Delaware corporation (“Company”) and Acacia Resesarch Corporation, the holder of the Warrant (“Holder”). All capitalized terms used in this Amendment but not otherwise defined herein shall have the respective meanings ascribed to such terms in the Warrant.
AMENDMENT NO. 1 TO SECURED PROMISSORY NOTESecured Promissory Note • April 21st, 2017 • Veritone, Inc. • Services-computer processing & data preparation • Delaware
This Amendment No. 1 to Secured Promissory Note (this “Amendment”) is made as of March 14, 2017, between Veritone, Inc., a Delaware corporation (the “Company”) and Acacia Research Corporation (the “Lender”).
