SUBADVISORY AGREEMENTSubadvisory Agreement • June 30th, 2017 • Legg Mason ETF Investment Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this day of , 2017, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Royce & Associates, LP, a Delaware limited partnership (the “Subadviser”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • June 30th, 2017 • Legg Mason ETF Investment Trust • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this day of , 2017, by and between Legg Mason ETF Investment Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
Re: Custodian Services Agreement and Fund Accounting Services AgreementCustodian Services Agreement and Fund Accounting Services Agreement • June 30th, 2017 • Legg Mason ETF Investment Trust
Reference is made to that certain Custodian Services Agreement (as amended, the “Custodian Agreement”) and that certain Fund Accounting Services Agreement (as amended, the “Accounting Agreement”), each dated as of October 5, 2012 and each entered into by and between State Street Bank and Trust Company and each Fund on behalf of its Portfolios. Capitalized terms used herein without definition shall have the meanings given to them in the Agreements.
Re: Transfer Agency and Service AgreementTransfer Agency and Service Agreement • June 30th, 2017 • Legg Mason ETF Investment Trust
Reference is made to that certain Transfer Agency and Service Agreement (as amended, the “Agreement”) dated as of November 20, 2015 by and between State Street Bank and Trust Company and each Trust on behalf of its Portfolios. Capitalized terms used herein without definition shall have the meanings given to them in the Agreement.
INTELLECTUAL PROPERTY LICENSE AGREEMENTIntellectual Property License Agreement • June 30th, 2017 • Legg Mason ETF Investment Trust • New York
THIS INTELLECTUAL PROPERTY LICENSE AGREEMENT (this “Agreement”) made as of June 26, 2017 (the “Effective Date”), is by and between Royce & Associates, LP, a Delaware limited partnership (“Royce”), and Legg Mason ETF Investment Trust (the “Trust”), a Maryland statutory trust. Royce and the Trust are referred to in this Agreement singly as a “Party” and collectively as the “Parties.”
