0001193125-17-222064 Sample Contracts

EMPLOYMENT AGREEMENT
Employment Agreement • July 5th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • New York

THIS EMPLOYMENT AGREEMENT (this “Agreement”), dated as of May 17, 2017, is hereby entered into by and among B. Riley Financial, Inc., a Delaware corporation (“Parent”), Wunderlich Investment Company, Inc., a Delaware corporation (the “Company”), and Gary K. Wunderlich, Jr. (the “Executive”).

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REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • July 5th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • Delaware

This Registration Rights Agreement (this “Agreement”), dated as of July 3, 2017, is by and among B. Riley Financial, Inc., a Delaware corporation (the “Company”) and the persons listed on the signature page hereto (collectively, the “Owners”).

Sample 1
WARRANT AGREEMENT
Warrant Agreement • July 5th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • Delaware

THIS WARRANT AGREEMENT (this “Agreement”), dated as of July 3, 2017, is entered into by and between B. Riley Financial, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).

Sample 1
Lock-Up Agreement July 3, 2017
Lock-Up Agreement • July 5th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • New York
Sample 1
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