0001193125-17-222064 Sample Contracts
EMPLOYMENT AGREEMENTEmployment Agreement • July 5th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • New York
Contract Type FiledJuly 5th, 2017 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (this “Agreement”), dated as of May 17, 2017, is hereby entered into by and among B. Riley Financial, Inc., a Delaware corporation (“Parent”), Wunderlich Investment Company, Inc., a Delaware corporation (the “Company”), and Gary K. Wunderlich, Jr. (the “Executive”).
Standard Contracts
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 5th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • Delaware
Contract Type FiledJuly 5th, 2017 Company Industry JurisdictionThis Registration Rights Agreement (this “Agreement”), dated as of July 3, 2017, is by and among B. Riley Financial, Inc., a Delaware corporation (the “Company”) and the persons listed on the signature page hereto (collectively, the “Owners”).
WARRANT AGREEMENTWarrant Agreement • July 5th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • Delaware
Contract Type FiledJuly 5th, 2017 Company Industry JurisdictionTHIS WARRANT AGREEMENT (this “Agreement”), dated as of July 3, 2017, is entered into by and between B. Riley Financial, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
Lock-Up Agreement July 3, 2017Lock-Up Agreement • July 5th, 2017 • B. Riley Financial, Inc. • Services-business services, nec • New York
Contract Type FiledJuly 5th, 2017 Company Industry Jurisdiction