ASSET PURCHASE AGREEMENT by and among NATIONAL PLANNING HOLDINGS, INC., SII INVESTMENTS, INC., NATIONAL PLANNING CORPORATION, IFC HOLDINGS, INC. INVESTMENT CENTERS OF AMERICA, INC., LPL FINANCIAL LLC and BROOKE HOLDINGS LLC (solely for the purposes of...Asset Purchase Agreement • August 15th, 2017 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services • New York
This ASSET PURCHASE AGREEMENT, dated as of August 15, 2017 (this “Agreement”), is by and among National Planning Holdings, Inc., a corporation organized under the laws of Delaware (“NPH”), SII Investments, Inc., a corporation organized under the laws of Wisconsin (“SII”), National Planning Corporation, a corporation organized under the laws of Delaware (“NPC”), IFC Holdings, Inc., a corporation organized under the laws of Delaware (“IFC”), Investment Centers of America, Inc., a corporation organized under the laws of North Dakota (“ICA” and, together with NPH, SII, NPC and IFC, each, a “Seller” and, collectively, the “Sellers”), LPL Financial LLC, a limited liability company organized under the laws of California (the “Buyer”), and Brooke Holdings LLC, a Delaware limited liability company (“Parent”) (solely for the purpose of Section 7.12). Each of NPH, SII, NPC, IFC, ICA and the Buyer are referred to herein individually as a “Party” and collectively as the “Parties.”
